DFX Intelligence

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A•••••••

Independent wealth managerSEC-registered· Miami, Florida

Independent wealth manager, based in Miami, Florida, reporting $122M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $122M
Advisors: 0
RAUM change, 1 year: +3.5%
Private clients: 100%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2026, RAUM $118M to $122M (+3.5%) on the Form ADV filed 27 Mar 2026, while advisors on the filing fell 2 to 0.

Every filed figure, and the identifiersCRD 327158 · SEC 801-130961 · 6 filingsShow

CRD 327158SEC 801-130961Legal name A••••••• C••••••• L••First filing on the tape Jul 22, 2024, latest Mar 27, 2026SEC status approved since Oct 4, 2024IAPD

RAUM

$122M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$122M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM +3.5% over the last fiscal year · the tape starts Jul 22, 2024

Peer group: Independent wealth managers, $100M to $500M, 5,683 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$122M as of Mar 27, 2026

Feb 3, 2025$118M then

HNW client RAUM$122M as of Mar 27, 2026

Feb 3, 2025$118M then

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Feb 3, 20252 then

Employees (5.A)2 as of Mar 27, 2026

Feb 3, 20252 then

Private funds: no history

RAUM +3.5% over the last fiscal yearIARs 2 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $30.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +3.5%derivedbetween the last two annual amendments
Advisor growth, one year: -100%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow

High-net-worth individuals$122M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C••••• B••••• C•••• · Ceocontrol
since 05/2023 · owns less than 5%
C••••• V•••••• H••• · Presidentcontrol
since 05/2023 · owns less than 5%
W••••••• K•••• A••••• · Ccocontrol
since 06/2023 · owns less than 5%
C••••• B••••• C•••• · Beneficial Ownerscontrol
since 05/2023 · owns 50% to 75% of A••••••• H••••••• L••
C••••• B••••• C•••• · Beneficial Ownerscontrol
since 06/2023 · owns 75% or more of C••••••• G••••• L••

All 9 control persons

C••••• B••••• C•••• · Beneficial Ownerscontrol
since 04/2021 · owns 50% to 75% of C•••• C•••••• G•••• I••
C••••• V•••••• H••• · Beneficial Ownerscontrol
since 04/2021 · owns 50% to 75% of C•••• C•••••• G•••• I••
C••••• V•••••• H••• · Beneficial Ownerscontrol
since 06/2023 · owns 75% or more of B••••• V•••••• L••
C••••• V•••••• H••• · Beneficial Ownerscontrol
since 05/2023 · owns 50% to 75% of A••••••• H••••••• L••

Entity owners

C•••• C•••••• G•••• I•• · Manager
direct · owns 50% to 75%
A••••••• H••••••• L•• · Manager
direct · owns 10% to 25%
B••••• V•••••• L•• · Manager
direct · owns 10% to 25%
C••••••• G••••• L•• · Manager
direct · owns 10% to 25%

Ownership changes

Schedule A, between consecutive filings

No owner or control person joined or left between filings on the tape.

Who runs the funds

related persons named most often on the Form D filings of the firm's funds

No Form D related person is on record for this firm's funds.

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

State-registered IARs · 2 to 0
Apr 24, 2025 to Mar 27, 2026
Discretionary RAUM · $118M to $122M
Apr 24, 2025 to Mar 27, 2026
HNW RAUM · $118M to $122M
Apr 24, 2025 to Mar 27, 2026
RAUM · $118M to $122M
Apr 24, 2025 to Mar 27, 2026
Financial planning clients · 0 to 0
Feb 3, 2025 to Apr 24, 2025

Full history · 12 changes

Accounts · unset to 4.0
Sep 3, 2024 to Feb 3, 2025
Discretionary RAUM · unset to 117502000.0
Sep 3, 2024 to Feb 3, 2025
HNW RAUM · unset to 117502000.0
Sep 3, 2024 to Feb 3, 2025
Non-discretionary RAUM · unset to 0.0
Sep 3, 2024 to Feb 3, 2025
RAUM · unset to 117502000.0
Sep 3, 2024 to Feb 3, 2025
Financial planning clients · unset to 0
Jul 22, 2024 to Jul 30, 2024
Legal name · A••••••• PARTNERS INC. to A••••••• C••••••• L••
Jul 22, 2024 to Jul 30, 2024

Signals

3 dated events

••• Locked
Mar 27, 2026 · ria principal change · derived
••• Locked
Mar 27, 2026 · Control person left · inference
••• Locked
Jul 22, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.