DFX Intelligence

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O••••••••• C•••••• M••••••••• L••

Other adviserSEC-registered1 private funds· New York, New Yorkwebsite

Other adviser, based in New York, New York, reporting $6.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $6.9M
Advisors: 0
RAUM change, 1 year: -86%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

-85.8%
RAUM, one year
RAUM $48.6M to $6.89M (-85.8%) on the Form ADV filed 31 Mar 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 327602 · SEC 801-128866 · 10 filingsShow

CRD 327602SEC 801-128866First filing on the tape Sep 11, 2023, latest Mar 31, 2026SEC status approved since Oct 10, 2023IAPD

RAUM

$6.9M

reported, Item 5.F

Discretionary

35%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM -86% over the last fiscal year · the tape starts Sep 11, 2023

Peer group: Other advisers, under $100M, 660 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$6.9M as of Mar 31, 2026

Feb 2, 2024$36.3M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Feb 2, 20240 then

Employees (5.A)6 as of Mar 31, 2026

Feb 2, 202414 then

Private funds1 as of Mar 31, 2026

Feb 2, 20241 then

RAUM -86% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 35%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: -86%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

65% corporations and businesses, 35% pooled investment vehicles

The breakdown by client type, and the client counts2 client typesShow

Corporations and businesses$4.5M65%
Pooled investment vehicles$2.4M35%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: RAUM: 0% private clients, 35% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O••••••••• B•••• Q•••••• M••••• F••• L••	Hedge Fund	$2.4M	17	Sep 11, 2023

Owners and control persons

Schedule A and B, latest filing

J••••• C••••• R••• · Founder And Chief Investment Officercontrol
since 05/2023 · owns 75% or more
M••••••• D•••••• J••••• · Chief Compliance Officer And Director Of Operationscontrol
since 08/2023 · owns less than 5%
J••••• C••••• R••• · Membercontrol
since 06/2023 · owns 75% or more of O••••••••• G• I• L••
V•••••••• R•••••• D•••••• · Founder And Chief Executive Officercontrol
since 01/2019 · owns 25% to 50% of H•••••• L•••• I•••
O•••• N•••• M••• · Chief Technology Officer
since 05/2023 · owns less than 5%

Entity owners

O••••••••• G• I• L•• · General Partner
direct · owns less than 5%
H•••••• L•••• I••• · Equity Holder
direct · owns 10% to 25%

Ownership changes

3 Schedule A changes between consecutive filings, latest first

Removed B•••• C••••••• P• · Investment Associate
filing of Jun 18, 2024, against Mar 15, 2024 · owns 5 to 10%
Removed M••••• O•••• F••••••• · Sr. Investment Analyst
filing of Jun 18, 2024, against Mar 15, 2024 · owns 5 to 10%
Removed F••••••• S•••••••• G• · Head of Research
filing of Jun 18, 2024, against Mar 15, 2024 · owns 5 to 10%

Who runs the funds

related persons named most often on the Form D filings of the firm's funds; 4 fund-person rows in all

Name	Where	Funds	Filings	Named
C•••• J••••executive officer	New York, NY	1	4	Nov 14, 2023 to Nov 25, 2025
N••• O•••executive officer	New York, NY	1	4	Nov 14, 2023 to Nov 25, 2025
O••••••••• C•••••• M••••••••• L••entitydirector	New York, NY	1	4	Nov 14, 2023 to Nov 25, 2025
O••••••••• G• I• L••entitydirector	New York, NY	1	4	Nov 14, 2023 to Nov 25, 2025

SEC Form D, item 3 (related persons: executive officers, directors and promoters of the issuer), every amendment on EDGAR. A name links to its IAPD record only when it matches exactly one Schedule A owner of the same adviser (2 of 4 here); every other name is as filed and is not joined to anyone.

Related persons

Schedule D 7.A

O••••••••• G• I• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 5 to 6
Aug 13, 2025 to Mar 31, 2026
Advisory employees · 5 to 4
Aug 13, 2025 to Mar 31, 2026
Corporate clients · 2 to 3
Aug 13, 2025 to Mar 31, 2026
Pooled vehicle clients · 3 to 1
Aug 13, 2025 to Mar 31, 2026
Employees · 5 to 6
Aug 13, 2025 to Mar 31, 2026

Full history · 30 changes

Discretionary RAUM · $4.9M to $2.4M
Aug 13, 2025 to Mar 31, 2026
Non-discretionary RAUM · $43.7M to $4.5M
Aug 13, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $4.9M to $2.4M
Aug 13, 2025 to Mar 31, 2026
RAUM · $48.6M to $6.9M
Aug 13, 2025 to Mar 31, 2026
Accounts · 4 to 5
Feb 4, 2025 to Mar 21, 2025
Advisory employees · 6 to 5
Feb 4, 2025 to Mar 21, 2025
Corporate clients · 1 to 2
Feb 4, 2025 to Mar 21, 2025
Employees · 10 to 5
Feb 4, 2025 to Mar 21, 2025
Financial planning clients · unset to
Feb 4, 2025 to Mar 21, 2025
Discretionary RAUM · $453,841 to $4.9M
Feb 4, 2025 to Mar 21, 2025
Non-discretionary RAUM · $35.8M to $43.7M
Feb 4, 2025 to Mar 21, 2025
Pooled vehicle RAUM · $453,841 to $4.9M
Feb 4, 2025 to Mar 21, 2025
RAUM · $36.3M to $48.6M
Feb 4, 2025 to Mar 21, 2025
Employees · 14 to 10
Mar 15, 2024 to Jun 18, 2024
Accounts · 0 to 4
Oct 2, 2023 to Feb 2, 2024
Corporate clients · unset to 1.0
Oct 2, 2023 to Feb 2, 2024
Pooled vehicle clients · unset to 3.0
Oct 2, 2023 to Feb 2, 2024
Custody of client assets · true to false
Oct 2, 2023 to Feb 2, 2024
Employees · 13 to 14
Oct 2, 2023 to Feb 2, 2024
Discretionary RAUM · $0 to $453,841
Oct 2, 2023 to Feb 2, 2024
Non-discretionary RAUM · $0 to $35.8M
Oct 2, 2023 to Feb 2, 2024
Pooled vehicle RAUM · unset to 453841.0
Oct 2, 2023 to Feb 2, 2024
RAUM · $0 to $36.3M
Oct 2, 2023 to Feb 2, 2024
Business name · O••••••••• C•••••• M••••••••• L•• to O••••••••• C•••••• M••••••••• L••
Sep 11, 2023 to Oct 2, 2023
Legal name · O••••••••• C•••••• M••••••••• L•• to O••••••••• C•••••• M••••••••• L••
Sep 11, 2023 to Oct 2, 2023

Signals

3 dated events

••• Locked
Mar 31, 2026 · ria principal change · derived
••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Sep 11, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Web presence

addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

Website (1), LinkedIn company page (1), X (Twitter) (1) · the addresses open with an account

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.