DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

B••••• O•• A•••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $577M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$577M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+55%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 26 Mar 2026, RAUM $372M to $577M (+54.9%) on the Form ADV filed 26 Mar 2026.

Every filed figure, and the identifiersCRD 328180 · SEC 801-129180 · 7 filingsShow
CRD 328180SEC 801-129180First filing on the tape Nov 7, 2023, latest Mar 26, 2026SEC status approved since Dec 15, 2023IAPD
RAUM
$577M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
7 filings and snapshots on the tape

RAUM +55% over the last fiscal year · the tape starts Nov 7, 2023

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$577M as of Mar 26, 2026
Feb 28, 2024$169M then
HNW client RAUM$0 as of Mar 26, 2026
Feb 28, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 28, 20240 then
Employees (5.A)7 as of Mar 26, 2026
Feb 28, 20247 then
Private funds3 as of Mar 26, 2026
Feb 28, 20243 then
RAUM +55% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$96.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+55%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$237M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$577M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$237M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••• O•• M••••• F•••• L•Hedge Fund$237M31Aug 23, 2021
      B••••• O•• F•••• L•Hedge Fund$228M28Feb 28, 2024
      B••••• O•• O••••••• F•••• L•Hedge Fund$8.5M4Feb 28, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• C••••••••• L••• · Trustee - C•• 2••• R•••••••• T••••control
        since 07/2023 · owns 75% or more
      • R•••• E•••• C•••••• · Chief Compliance Officer / Chief Operating Officer / General Counselcontrol
        since 09/2023 · owns less than 5%
      • D•••••• C••••••••• L••• · Trusteecontrol
        since 07/2023 · owns F of C•• 2••• R•••••••• T••••
      Entity owners
      • B••••• O•• A••••••• G•• L•• · General Partner
        direct · owns less than 5%
      • C•• 2••• R•••••••• T•••• · Limited Partner
        direct · owns 75% or more
      • C•• 2••• R•••••••• T•••• · Managing Member
        indirect · owns 75% or more of B••••• O•• A••••••• G•• L••
      Related persons
      Schedule D 7.A
      • B••••• O•• F••• G•• L•
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 6
        Apr 8, 2025 to Mar 26, 2026
      • Advisory activities · 1 to 2
        Apr 8, 2025 to Mar 26, 2026
      • Pooled vehicle clients · 4 to 6
        Apr 8, 2025 to Mar 26, 2026
      • Assets in custody · $201M to $237M
        Apr 8, 2025 to Mar 26, 2026
      • Discretionary RAUM · $372M to $577M
        Apr 8, 2025 to Mar 26, 2026
      Full history · 25 changes
      • Pooled vehicle RAUM · $372M to $577M
        Apr 8, 2025 to Mar 26, 2026
      • RAUM · $372M to $577M
        Apr 8, 2025 to Mar 26, 2026
      • Accounts · 3 to 4
        Nov 26, 2024 to Apr 8, 2025
      • Pooled vehicle clients · 3 to 4
        Nov 26, 2024 to Apr 8, 2025
      • Assets in custody · $0 to $201M
        Nov 26, 2024 to Apr 8, 2025
      • Financial planning clients · unset to
        Nov 26, 2024 to Apr 8, 2025
      • Discretionary RAUM · $169M to $372M
        Nov 26, 2024 to Apr 8, 2025
      • Pooled vehicle RAUM · $169M to $372M
        Nov 26, 2024 to Apr 8, 2025
      • RAUM · $169M to $372M
        Nov 26, 2024 to Apr 8, 2025
      • Accounts · 0 to 3
        Nov 8, 2023 to Feb 28, 2024
      • Advisory employees · 1 to 3
        Nov 8, 2023 to Feb 28, 2024
      • Pooled vehicle clients · 0 to 3
        Nov 8, 2023 to Feb 28, 2024
      • Assets in custody · unset to 0.0
        Nov 8, 2023 to Feb 28, 2024
      • Custody of client assets · false to true
        Nov 8, 2023 to Feb 28, 2024
      • Employees · 2 to 7
        Nov 8, 2023 to Feb 28, 2024
      • Private funds · unset to 3
        Nov 8, 2023 to Feb 28, 2024
      • Discretionary RAUM · $0 to $169M
        Nov 8, 2023 to Feb 28, 2024
      • Pooled vehicle RAUM · $0 to $169M
        Nov 8, 2023 to Feb 28, 2024
      • RAUM · $0 to $169M
        Nov 8, 2023 to Feb 28, 2024
      • Related bank · false to true
        Nov 8, 2023 to Feb 28, 2024
      Signals
      5 dated events
      • ••• Locked
        Mar 26, 2026 · RAUM change · derived
      • ••• Locked
        Mar 26, 2026 · ria private fund assets change · fact
      • ••• Locked
        Mar 26, 2026 · ria ownership band change · fact
      • ••• Locked
        Apr 8, 2025 · RAUM change · derived
      • ••• Locked
        Nov 7, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.