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L••••••• C•••••• P•••••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered· Fort Worth, Texas

Asset manager (funds and pooled vehicles), based in Fort Worth, Texas, reporting $63.6M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$63.6M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+297%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    L••••••• M••••••••• L•• appeared on Schedule A as an owner on 1 Apr 2026.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
  2. +297.4%
    RAUM, one year

    RAUM $16M to $63.6M (+297.4%) on the Form ADV filed 1 Apr 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 329221 · SEC 801-132587 · 3 filingsShow
CRD 329221SEC 801-132587First filing on the tape Apr 24, 2025, latest Apr 1, 2026SEC status approved since Apr 28, 2025IAPD
RAUM
$63.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape

RAUM +297% over the last fiscal year · the tape starts Apr 24, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$63.6M as of Apr 1, 2026
Apr 24, 2025$16.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Apr 24, 20250 then
Employees (5.A)2 as of Apr 1, 2026
Apr 24, 20253 then
Private funds: no history
RAUM +297% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$31.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+297%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

73% pooled investment vehicles, 27% charitable organizations

The breakdown by client type, and the client counts2 client typesShow
  • Pooled investment vehicles$46.7M73%
  • Charitable organizations$16.9M27%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 73% pooled funds, 27% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••••• K••••••••• N••• · Limited Partner, Chief Investment Officer, Chief Executive Officer, Chief Compliance Officercontrol
        since 02/2006 · owns 75% or more
      Entity owners
      • L••••••• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing Apr 1, 2026
        institutional share of RAUM of 27% against a peer median of 0% (139 comparable advisers, 100.0th percentile, 9.0 robust deviations)
        peers: asset managers, under $100M (139) · 100% percentile
      • institutional asset share shiftChange between filings · filing Apr 1, 2026
        institutional share of RAUM moved from 100.0% to 27.0% between the annual amendments of 2025-04-24 and 2026-04-01
        peers: asset managers, under $100M (329)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Employees · 3 to 2
        Aug 26, 2025 to Apr 1, 2026
      • Discretionary RAUM · $54.1M to $63.6M
        Aug 26, 2025 to Apr 1, 2026
      • Pooled vehicle RAUM · $38.1M to $46.7M
        Aug 26, 2025 to Apr 1, 2026
      • RAUM · $54.1M to $63.6M
        Aug 26, 2025 to Apr 1, 2026
      • Accounts · 1 to 2
        Apr 24, 2025 to Aug 26, 2025
      Full history · 10 changes
      • Advisory activities · 1 to 2
        Apr 24, 2025 to Aug 26, 2025
      • Pooled vehicle clients · unset to 1.0
        Apr 24, 2025 to Aug 26, 2025
      • Discretionary RAUM · $16.0M to $54.1M
        Apr 24, 2025 to Aug 26, 2025
      • Pooled vehicle RAUM · unset to 38145401.0
        Apr 24, 2025 to Aug 26, 2025
      • RAUM · $16.0M to $54.1M
        Apr 24, 2025 to Aug 26, 2025
      Signals
      1 dated events
      • ••• Locked
        Apr 24, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.