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RIA Intelligence

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T•••••• I••••••••• G••••

Asset manager (funds and pooled vehicles)SEC-registered· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $318M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$318M
Advisors
0
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. 2 changes
    ownership and control

    1 control person joined and 1 left Schedule A in the last 12 months.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 329330 · SEC 801-133918 · 3 filingsShow
CRD 329330SEC 801-133918Legal name T•••••• I••••••••• G•••• L•First filing on the tape Jun 20, 2025, latest Sep 11, 2026SEC status approved since Jul 22, 2025IAPD
RAUM
$318M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape

Filed figures over time · the tape starts Jun 20, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$318M as of Mar 16, 2026
Jun 20, 2025$368M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 16, 2026
Jun 20, 20250 then
Employees (5.A)4 as of Mar 16, 2026
Jun 20, 20256 then
Private funds1 as of Mar 16, 2026
Jun 20, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$106MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$318M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$318M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$318M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••• I••••••••• G•••• M••••• F••• L•Hedge Fund$318M10Mar 25, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• B•••••• G••••• · Managing Partner And Chief Investment Officercontrol
        since 02/2023 · owns 75% or more
      • F••••••••• E•••• S•••• · Chief Compliance Officercontrol
        since 08/2026 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · to unset
        Mar 16, 2026 to Sep 11, 2026
      • Private funds · 1 to unset
        Mar 16, 2026 to Sep 11, 2026
      • Succession · false to unset
        Mar 16, 2026 to Sep 11, 2026
      • Advisory employees · 6 to 4
        Jun 20, 2025 to Mar 16, 2026
      • Assets in custody · $368M to $318M
        Jun 20, 2025 to Mar 16, 2026
      Full history · 9 changes
      • Employees · 6 to 4
        Jun 20, 2025 to Mar 16, 2026
      • Discretionary RAUM · $368M to $318M
        Jun 20, 2025 to Mar 16, 2026
      • Pooled vehicle RAUM · $368M to $318M
        Jun 20, 2025 to Mar 16, 2026
      • RAUM · $368M to $318M
        Jun 20, 2025 to Mar 16, 2026
      Signals
      7 dated events
      • ••• Locked
        Sep 11, 2026 · Control person left · inference
      • ••• Locked
        Sep 11, 2026 · ria principal change · derived
      • ••• Locked
        Sep 11, 2026 · ria principal change · fact
      • ••• Locked
        Sep 11, 2026 · private fund gav change · fact
      • ••• Locked
        Sep 11, 2026 · Control person joined · fact
      Full timeline · 7 events
      • ••• Locked
        Jun 20, 2025 · ria registration change · fact
      • ••• Locked
        Jun 20, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Sep 11, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Sep 11, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.