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V•••••••• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $123M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$123M
Advisors
0
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    V•••••••• A•••• M••••••••• L•••••• appeared on Schedule A as an owner on 24 Apr 2026.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 329927 · SEC 801-135480 · 2 filingsShow
CRD 329927SEC 801-135480First filing on the tape Feb 3, 2026, latest Apr 24, 2026SEC status approved since Mar 6, 2026IAPD
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape

Filed figures over time · the tape starts Feb 3, 2026

Peer group: Asset managers, $100M to $500M, 1,568 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$123M as of Apr 24, 2026
Feb 3, 2026$123M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Feb 3, 20260 then
Employees (5.A)1 as of Apr 24, 2026
Feb 3, 20261 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$61.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$108M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 88% pooled funds, 0% institutions; no related broker-dealer; a related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
        Entity owners
        • V•••••••• A•••• M••••••••• L•••••• · Member Manager
          direct · owns 75% or more
        Ownership changes
        Schedule A, between consecutive filings
        No owner or control person joined or left between filings on the tape.
        Who runs the funds
        related persons named most often on the Form D filings of the firm's funds
        No Form D related person is on record for this firm's funds.
        Related persons
        Schedule D 7.A
        No related person reported.
        Offices
        Schedule D 1.F, the 25 largest
        No branch office listed.
        What changed
        consecutive filings, newest first
        • HQ city · CHICAGO to NEW YORK
          Feb 3, 2026 to Apr 24, 2026
        • HQ state · IL to NY
          Feb 3, 2026 to Apr 24, 2026
        Signals
        5 dated events
        • ••• Locked
          Apr 24, 2026 · ria hq relocated · fact
        • ••• Locked
          Apr 24, 2026 · Control person left · inference
        • ••• Locked
          Apr 24, 2026 · Control person joined · fact
        • ••• Locked
          Feb 3, 2026 · ria registration change · fact
        • ••• Locked
          Feb 3, 2026 · First SEC registration · derived
        Across DFX
        shared identifiers only, never a name match
        No identifier-backed link to the venture, private equity, family office or sponsor graphs.
        Web presence
        addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

        Website (1) · the addresses open with an account

        How to reach
        public business contact points only, each with its source
        Website
        ••• Lockedreportedpublic record, Form ADV, Apr 24, 2026
        Principal office phone
        ••• Lockedreportedpublic record, Form ADV, Apr 24, 2026
        Provenance
        Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
        Form ADV
        SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
        Advisors
        IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
        Class
        Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
        RAUM per advisor
        Not computedderivedfirm RAUM over the IAPD count; not a book size
        Loaded
        Sep 14, 2026

        Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.