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I••••• C•••••• L••

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $556M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$556M
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+92%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +92.1%
    RAUM, one year

    RAUM $289M to $556M (+92.1%) on the Form ADV filed 21 May 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 330343 · SEC 801-129827 · 8 filingsShow
CRD 330343SEC 801-129827First filing on the tape Mar 1, 2024, latest May 21, 2026SEC status approved since Apr 4, 2024IAPD
RAUM
$556M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape

RAUM +92% over the last fiscal year · the tape starts Mar 1, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$556M as of May 21, 2026
Mar 31, 2025$289M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 31, 20250 then
Employees (5.A)12 as of May 21, 2026
Mar 31, 20256 then
Private funds2 as of May 21, 2026
Mar 31, 20252 then
RAUM +92% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$139MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+92%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$256M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

54% other investment advisers, 46% pooled investment vehicles

The breakdown by client type, and the client counts2 client typesShow
  • Other investment advisers$300M54%
  • Pooled investment vehicles$256M46%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$256M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I••••• A••••••••• O••••••••• I• L•Private Equity Fund$216M8May 21, 2026
      I••••• C•••••••• I• L•Private Equity Fund$40.2M2May 21, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • L•••••• P••••••• T•••• · Cco/Coo/Cfocontrol
        since 04/2024 · owns less than 5%
      • M•••• A•••• · Sole Membercontrol
        since 04/2022 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • institutional asset share shiftChange between filings · filing Mar 31, 2026
        institutional share of RAUM moved from 71.0% to 54.0% between the annual amendments of 2025-03-31 and 2026-03-31
        peers: asset managers, $500M to $1B (784)
      • RAUM up 50 %Change between filings · filing Mar 31, 2026
        RAUM (Item 5.F) moved from $289,406,982 to $555,892,738 (+92.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 94.0th percentile of changes)
        peers: asset managers, $500M to $1B (671) · 94% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 4 to 8
        Mar 31, 2025 to Mar 31, 2026
      • Advisory activities · 1 to 2
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 3 to 4
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $85.0M to $256M
        Mar 31, 2025 to Mar 31, 2026
      Full history · 25 changes
      • Employees · 6 to 12
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $289M to $556M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $85.0M to $256M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $289M to $556M
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 1 to 3
        Aug 30, 2024 to Mar 31, 2025
      • Pooled vehicle clients · unset to 3.0
        Aug 30, 2024 to Mar 31, 2025
      • Assets in custody · unset to 84961965.0
        Aug 30, 2024 to Mar 31, 2025
      • Custody of client assets · false to true
        Aug 30, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Aug 30, 2024 to Mar 31, 2025
      • Private funds · unset to 2
        Aug 30, 2024 to Mar 31, 2025
      • Discretionary RAUM · $200M to $289M
        Aug 30, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · unset to 84961965.0
        Aug 30, 2024 to Mar 31, 2025
      • RAUM · $200M to $289M
        Aug 30, 2024 to Mar 31, 2025
      • Accounts · unset to 1.0
        May 7, 2024 to Aug 2, 2024
      • Advisory employees · 3 to 4
        May 7, 2024 to Aug 2, 2024
      • Employees · 4 to 6
        May 7, 2024 to Aug 2, 2024
      • Discretionary RAUM · unset to 199920518.0
        May 7, 2024 to Aug 2, 2024
      • Non-discretionary RAUM · unset to 0.0
        May 7, 2024 to Aug 2, 2024
      • RAUM · unset to 199920518.0
        May 7, 2024 to Aug 2, 2024
      • Business name · I••••• C•••••• to I••••• C•••••• L••
        Mar 1, 2024 to May 7, 2024
      Signals
      5 dated events
      • ••• Locked
        May 21, 2026 · private fund first reported · fact
      • ••• Locked
        May 21, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 31, 2026 · RAUM change · derived
      • ••• Locked
        May 7, 2024 · Control person joined · fact
      • ••• Locked
        Mar 1, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, May 21, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 21, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      I••••• C•••••• L•• is the same institution as 2 records in Private Equity and Independent Sponsors.

      Private Equity1Independent Sponsors1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…

      Not yet on record: net advisor flow, 12 months.