DFX Intelligence
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F•••••• P•••• A•••• M•••••••••
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $198M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $198M
- Advisors
- 0
- Private clients
- 0.0%
of RAUM
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Nothing material in the last 180 days. Last change: 27 Mar 2026, 3 control persons joined and 0 left Schedule A in the last 12 months.
Every filed figure, and the identifiersCRD 330536 · SEC 801-134023 · 3 filingsShowHide
CRD 330536SEC 801-134023Legal name F•••••• P•••• A•••• M••••••••• L••First filing on the tape Aug 8, 2025, latest Mar 27, 2026SEC status approved since Aug 19, 2025IAPD
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
3 filings and snapshots on the tape
Filed figures over time · the tape starts Aug 8, 2025
RAUM, HNW assets, advisors, employees and funds over time5 seriesShowHide
RAUM$198M as of Mar 27, 2026
Aug 8, 2025$314M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Aug 8, 20250 then
Employees (5.A)15 as of Mar 27, 2026
Aug 8, 202512 then
Private funds2 as of Mar 27, 2026
Aug 8, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShowHide
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $28.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 office incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $198M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
100% pooled investment vehicles
The breakdown by client type, and the client counts1 client typesShowHide
- Pooled investment vehicles$198M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $198M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Advisors registered through the firm
0 on IAPD today; the longest tenured first
No representative is registered through this CRD on IAPD.
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• P•••• A•••• M••••••••• M••••• F••• L••• | Hedge Fund | $182M | 115 | Mar 27, 2024 |
| F•••••• P•••• S•••••• O••••••••• M••••• F••• L• | Hedge Fund | $16.5M | 60 | Nov 14, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• J•••••••• P••• · Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- L••• A•••••• B•••••• · Controllercontrolsince 03/2025 · owns less than 5%
- N•••••• J•••••• A•• · Chief Executive Officercontrolsince 03/2024 · owns less than 5%
- S••••••• D•••••• J•••• · Chief Compliance Officercontrolsince 05/2025 · owns less than 5%
- U•••• R•••••• J• · Chief Financial Officercontrolsince 08/2025 · owns less than 5%
Who runs the funds
related persons named most often on the Form D filings of the firm's funds; 9 fund-person rows in all
| Name | Where | Funds | Filings | Named |
|---|---|---|---|---|
| R••••••• D•••••• F••• M•••••• L••entitypromoter | New York, NY | 2 | 3 | Jun 5, 2024 to Jun 9, 2025 |
| R••••••• D•••••• F••••• G• L••entityexecutive officer | New York, NY | 1 | 2 | Jun 5, 2024 to Jun 9, 2025 |
| G••••••••• F••••• G•• L••entityexecutive officer | West Palm Beach, FL | 1 | 2 | Jun 3, 2022 to Jun 2, 2023 |
| G••••••••• L••entitypromoter | West Palm Beach, FL | 1 | 2 | Jun 3, 2022 to Jun 2, 2023 |
| F•••••• P•••• A•••• M••••••••• L••entitypromoter | New York, NY | 1 | 1 | Jun 9, 2026 |
| F•••••• P•••• F••••• G• L••entityexecutive officer | New York, NY | 1 | 1 | Jun 9, 2026 |
| J••••• N•••••executive officer | New York, NY | 1 | 1 | Jul 24, 2024 |
| M••••••• C•• G• L••entityexecutive officer | New York, NY | 1 | 1 | Jul 24, 2024 |
SEC Form D, item 3 (related persons: executive officers, directors and promoters of the issuer), every amendment on EDGAR. A name links to its IAPD record only when it matches exactly one Schedule A owner of the same adviser (1 of 8 here); every other name is as filed and is not joined to anyone.
13F holdings
quarter ended Jun 30, 2026, filed Aug 14, 2026
- Reported value
- $54.7M-32.5% on Mar 31, 2026 ($81.1M)reportedsec.gov
- Positions
- 28 in 28 issuers+12.0% on the quarterreported
- Concentration
- top 10 issuers 75%, largest 24%derivedlargest: Robostrategy Inc
- Filed as
- F•••••• P•••• A•••• M••••••••• L••reportedmatched by the 13F filer reports this CRD
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $314M to $198MNov 3, 2025 to Mar 27, 2026
- Employees · 12 to 15Nov 3, 2025 to Mar 27, 2026
- Legal name · R••••••• D•••••• F••• M•••••• L•• to F•••••• P•••• A•••• M••••••••• L••Nov 3, 2025 to Mar 27, 2026
- Discretionary RAUM · $314M to $198MNov 3, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $314M to $198MNov 3, 2025 to Mar 27, 2026
Full history · 7 changesShow fewer
- RAUM · $314M to $198MNov 3, 2025 to Mar 27, 2026
- Business name · R••••••• D•••••• F••• M•••••• L•• to F•••••• P•••• A•••• M•••••••••Aug 8, 2025 to Nov 3, 2025
Signals
12 dated events
- ••• LockedMar 27, 2026 · RAUM change · derived
- ••• LockedMar 27, 2026 · ria majority owner change · fact
- ••• LockedMar 27, 2026 · ria majority owner change · derived
- ••• LockedMar 27, 2026 · ria principal change · fact
- ••• LockedMar 27, 2026 · ria principal change · fact
Full timeline · 12 eventsShow fewer
- ••• LockedMar 27, 2026 · ria indirect owner change · derived
- ••• LockedMar 27, 2026 · ria indirect owner change · derived
- ••• LockedMar 27, 2026 · Control person joined · fact
- ••• LockedMar 27, 2026 · Control person joined · fact
- ••• LockedMar 27, 2026 · Control person joined · fact
- ••• LockedAug 8, 2025 · ria registration change · fact
- ••• LockedAug 8, 2025 · First SEC registration · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Provenance
Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026ShowHide
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F•••••• P•••• A•••• M••••••••• is the same institution as 1 record in Private Credit.
Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.