DFX Intelligence

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A•••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $180M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $180M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2026, A•••• M••••••••• G•• L•• appeared on Schedule A as an owner on 27 Mar 2026.

Every filed figure, and the identifiersCRD 331983 · SEC 801-134619 · 2 filingsShow

CRD 331983SEC 801-134619First filing on the tape Nov 19, 2025, latest Mar 27, 2026SEC status approved since Nov 14, 2025IAPD

RAUM

$180M

reported, Item 5.F

Discretionary

86%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

2 filings and snapshots on the tape

Filed figures over time · the tape starts Nov 19, 2025

Peer group: Asset managers, $100M to $500M, 1,568 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$180M as of Mar 27, 2026

Nov 19, 2025$56.9M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Nov 19, 20250 then

Employees (5.A)4 as of Mar 27, 2026

Nov 19, 20253 then

Private funds1 as of Mar 27, 2026

Nov 19, 20251 then

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $22.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 86%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$145M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 81% pooled funds, 0% institutions; no related broker-dealer; a related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A•••• C••••• M•••••• L•	Hedge Fund	$110M	19	Mar 27, 2026

Owners and control persons

Schedule A and B, latest filing

E•••••••• J••••••• V•••• · Chief Investment Officer And Limited Partnercontrol
since 08/2023 · owns 50% to 75%
K•••• A•••••• P•••••• · Chief Compliance Officer And Director Of Operationscontrol
since 10/2025 · owns less than 5%
P••••••• N••••••• V••••••• · President And Limited Partnercontrol
since 08/2023 · owns 50% to 75%

Entity owners

A•••• M••••••••• G•• L•• · General Partner
direct · owns less than 5%

Ownership changes

Schedule A, between consecutive filings

No owner or control person joined or left between filings on the tape.

Who runs the funds

related persons named most often on the Form D filings of the firm's funds

No Form D related person is on record for this firm's funds.

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 7 to 8
Nov 19, 2025 to Mar 27, 2026
Pooled vehicle clients · 4 to 5
Nov 19, 2025 to Mar 27, 2026
Employees · 3 to 4
Nov 19, 2025 to Mar 27, 2026
Discretionary RAUM · $34.2M to $155M
Nov 19, 2025 to Mar 27, 2026
Non-discretionary RAUM · $22.7M to $24.5M
Nov 19, 2025 to Mar 27, 2026

Full history · 7 changes

Pooled vehicle RAUM · $24.3M to $145M
Nov 19, 2025 to Mar 27, 2026
RAUM · $56.9M to $180M
Nov 19, 2025 to Mar 27, 2026

Signals

3 dated events

••• Locked
Mar 27, 2026 · RAUM change · derived
••• Locked
Mar 27, 2026 · private fund first reported · fact
••• Locked
Nov 19, 2025 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Web presence

addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

Website (1) · the addresses open with an account

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.