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RIA Intelligence

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F•••••••• C••••••

Asset manager (funds and pooled vehicles)SEC-registered· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $4.6B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$4.6B
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+411%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 10 Mar 2026, RAUM $901M to $4.6B (+410.9%) on the Form ADV filed 10 Mar 2026.

Every filed figure, and the identifiersCRD 332163 · SEC 801-131012 · 5 filingsShow
CRD 332163SEC 801-131012Legal name F•••••••• C•••••• L••First filing on the tape Jul 30, 2024, latest Mar 10, 2026SEC status approved since Sep 12, 2024IAPD
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

RAUM +411% over the last fiscal year · the tape starts Jul 30, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$4.6B as of Mar 10, 2026
Mar 12, 2025$901M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 12, 20250 then
Employees (5.A)3 as of Mar 10, 2026
Mar 12, 20253 then
Private funds: no history
RAUM +411% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.5BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+411%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% investment companies

The breakdown by client type, and the client counts1 client typesShow
  • Investment companies$4.6B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bank; 300% of advisors also broker-dealer representativesderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••• T•••••• J••• · Co-Founder / Managing Partnercontrol
        since 06/2024 · owns less than 5%
      • Q••••• S•••••• P••• · Managing Membercontrol
        since 06/2024 · owns less than 5%
      • X•••• X••••••• · Membercontrol
        since 06/2024 · owns less than 5%
      • B••• J•••• S••••• · Managing Membercontrol
        since 06/2024 · owns 25% to 50% of T••• L••
      • L••• T•••••• J••• · Managing Membercontrol
        since 06/2024 · owns 25% to 50% of T••• L••
      All 6 control persons
      • M•••••••• J•••• T••••• · Chief Compliance Officer
        since 07/2024 · owns less than 5%
      Entity owners
      • T••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employee
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 10, 2026
        RAUM (Item 5.F) moved from $901,000,000 to $4,603,000,000 (+411.0%) between the annual amendments of 2025-03-12 and 2026-03-10; the peer median change was +11.0% (1364 comparable advisers, 99.0th percentile of changes)
        peers: asset managers, $1B to $5B (1,364) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 3
        Mar 12, 2025 to Mar 10, 2026
      • Discretionary RAUM · $901M to $4.6B
        Mar 12, 2025 to Mar 10, 2026
      • RAUM · $901M to $4.6B
        Mar 12, 2025 to Mar 10, 2026
      • Accounts · unset to 1.0
        Sep 12, 2024 to Mar 12, 2025
      • Advisory employees · 3 to 2
        Sep 12, 2024 to Mar 12, 2025
      Full history · 12 changes
      • BD registered reps · 2 to 3
        Sep 12, 2024 to Mar 12, 2025
      • Financial planning clients · unset to
        Sep 12, 2024 to Mar 12, 2025
      • Other offices · 3 to 2
        Sep 12, 2024 to Mar 12, 2025
      • Discretionary RAUM · unset to 901000000.0
        Sep 12, 2024 to Mar 12, 2025
      • Non-discretionary RAUM · unset to 0.0
        Sep 12, 2024 to Mar 12, 2025
      • RAUM · unset to 901000000.0
        Sep 12, 2024 to Mar 12, 2025
      • Business name · F•••••••• to F•••••••• C••••••
        Jul 30, 2024 to Aug 7, 2024
      Signals
      4 dated events
      • ••• Locked
        Mar 10, 2026 · RAUM change · derived
      • ••• Locked
        Mar 10, 2026 · ria principal change · derived
      • ••• Locked
        Mar 10, 2026 · Control person left · inference
      • ••• Locked
        Jul 30, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.