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B•••••••• A•••• M•••••••••

Asset manager (funds and pooled vehicles)SEC-registered· Londonwebsite

Asset manager (funds and pooled vehicles), based in London, reporting $1.9B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.9B
Advisors
0
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. 3 changes
    ownership and control

    2 control persons joined and 1 left Schedule A in the last 12 months.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 332687 · SEC 801-131110 · 5 filingsShow
CRD 332687SEC 801-131110Legal name B•••••••• A•••• M••••••••• L••First filing on the tape Aug 15, 2024, latest Jun 25, 2026SEC status approved since Sep 13, 2024IAPD
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts Aug 15, 2024

Peer group: Asset managers, $1B to $5B, 1,506 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$1.9B as of Jun 25, 2026
Jan 7, 2025$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Jan 7, 20250 then
Employees (5.A)10 as of Jun 25, 2026
Jan 7, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$383MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

82% investment companies, 18% pooled investment vehicles

The breakdown by client type, and the client counts2 client typesShow
  • Investment companies$1.6B82%
  • Pooled investment vehicles$344M18%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• S••••• · Chief Compliance Officercontrol
        since 07/2024 · owns less than 5%
      • M•••••• D•••••• N•• · Partnercontrol
        since 01/2024 · owns 25% to 50%
      • R•••••• C••••••• J••••• A•••••• · Partnercontrol
        since 01/2024 · owns 25% to 50%
      • W•••••••• B••• C•••••• · Partnercontrol
        since 01/2024 · owns 25% to 50%
      Ownership changes
      Schedule A, between consecutive filings
      No owner or control person joined or left between filings on the tape.
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      13F holdings
      quarter ended Jun 30, 2026, filed Aug 10, 2026
      Reported value
      $139Mreportedsec.gov
      Positions
      10 in 10 issuersreported
      Concentration
      top 10 issuers 100%, largest 33%derivedlargest: Avantorinccom
      Filed as
      B•••••••• A•••• M••••••••• L••reportedmatched by the 13F filer reports this CRD
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 5
        Jun 26, 2025 to Jun 25, 2026
      • Employees · 8 to 10
        Jun 26, 2025 to Jun 25, 2026
      • Discretionary RAUM · $1.6B to $1.9B
        Jun 26, 2025 to Jun 25, 2026
      • Pooled vehicle RAUM · $52.5M to $344M
        Jun 26, 2025 to Jun 25, 2026
      • RAUM · $1.6B to $1.9B
        Jun 26, 2025 to Jun 25, 2026
      Full history · 20 changes
      • Accounts · 4 to 6
        Apr 16, 2025 to Jun 26, 2025
      • Pooled vehicle clients · 1 to 6
        Apr 16, 2025 to Jun 26, 2025
      • Employees · 7 to 8
        Apr 16, 2025 to Jun 26, 2025
      • Financial planning clients · unset to
        Apr 16, 2025 to Jun 26, 2025
      • Discretionary RAUM · $1.5B to $1.6B
        Apr 16, 2025 to Jun 26, 2025
      • Pooled vehicle RAUM · $29.2M to $52.5M
        Apr 16, 2025 to Jun 26, 2025
      • RAUM · $1.5B to $1.6B
        Apr 16, 2025 to Jun 26, 2025
      • Accounts · unset to 4.0
        Aug 15, 2024 to Jan 7, 2025
      • Advisory activities · 2 to 3
        Aug 15, 2024 to Jan 7, 2025
      • Pooled vehicle clients · unset to 1.0
        Aug 15, 2024 to Jan 7, 2025
      • HQ state · unset to
        Aug 15, 2024 to Jan 7, 2025
      • Discretionary RAUM · unset to 1545833220.0
        Aug 15, 2024 to Jan 7, 2025
      • Non-discretionary RAUM · unset to 0.0
        Aug 15, 2024 to Jan 7, 2025
      • Pooled vehicle RAUM · unset to 29157801.0
        Aug 15, 2024 to Jan 7, 2025
      • RAUM · unset to 1545833220.0
        Aug 15, 2024 to Jan 7, 2025
      Signals
      6 dated events
      • ••• Locked
        Jun 25, 2026 · ria principal change · fact
      • ••• Locked
        Jun 25, 2026 · ria principal change · derived
      • ••• Locked
        Jun 25, 2026 · Control person left · inference
      • ••• Locked
        Jun 25, 2026 · Control person joined · fact
      • ••• Locked
        Jun 25, 2026 · Control person joined · fact
      Full timeline · 6 events
      • ••• Locked
        Aug 15, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (1), LinkedIn company page (1) · the addresses open with an account

      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jun 25, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jun 25, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.