DFX Intelligence

RIA Intelligence

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I•••

No RAUM reportedSEC-registered· Mountain View, Californiawebsite

No RAUM reported, based in Mountain View, California.

Composed from this adviser's Form ADV classification, location and filed figures.

Advisors
0
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 333007 · SEC 801-131236 · 6 filingsShow
CRD 333007SEC 801-131236Legal name T•••••••• I•••First filing on the tape Sep 2, 2024, latest May 7, 2025SEC status approved since Dec 11, 2024IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape

Filed figures over time · the tape starts Sep 2, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$0 as of May 7, 2025
Feb 12, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2025
Feb 12, 20250 then
Employees (5.A)1 as of May 7, 2025
Feb 12, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 7, 2025; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
5reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••••• H•••••• K•••• · Chief Executive Officer, Chief Compliance Officer, Co-Ownercontrol
        since 06/2023 · owns 75% or more
      • S•••• N••••• · Co-Owner
        since 06/2023 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Feb 12, 2025 to May 7, 2025
      • Accounts · unset to 0.0
        Dec 5, 2024 to Feb 12, 2025
      • Discretionary RAUM · unset to 0.0
        Dec 5, 2024 to Feb 12, 2025
      • Non-discretionary RAUM · unset to 0.0
        Dec 5, 2024 to Feb 12, 2025
      • RAUM · unset to 0.0
        Dec 5, 2024 to Feb 12, 2025
      Full history · 6 changes
      • Advisory employees · 0 to 1
        Oct 27, 2024 to Nov 19, 2024
      Signals
      1 dated events
      • ••• Locked
        Sep 2, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, May 7, 2025
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 7, 2025
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: regulatory AUM, net advisor flow, 12 months, RAUM change, 1 year, private clients.