DFX Intelligence

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R••••••• C•••••• M•••••••••

Other adviserSEC-registered1 private funds· New York, New Yorkwebsite

Other adviser, based in New York, New York, reporting $144M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-14 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $144M
Advisors: 0
RAUM change, 1 year: +147%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-04-14 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+146.9%
RAUM, one year
RAUM $58.3M to $144M (+146.9%) on the Form ADV filed 14 Apr 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 333041 · SEC 801-131179 · 5 filingsShow

CRD 333041SEC 801-131179Legal name R••••••• C•••••• M••••••••• L•First filing on the tape Aug 23, 2024, latest Apr 14, 2026SEC status approved since Sep 24, 2024IAPD

RAUM

$144M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

5 filings and snapshots on the tape

RAUM +147% over the last fiscal year · the tape starts Aug 23, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$144M as of Apr 14, 2026

Jan 22, 2025$58.3M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 14, 2026

Jan 22, 20250 then

Employees (5.A)6 as of Apr 14, 2026

Jan 22, 20254 then

Private funds1 as of Apr 14, 2026

Jan 22, 20251 then

RAUM +147% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Apr 14, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $72.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +147%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $17.5M, 1 clientreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$17.5M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $17.5M for 1 clientreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 12% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R••••••• O••••••• M••••• F••• L•	Hedge Fund	$17.5M	14	Aug 23, 2024

Owners and control persons

Schedule A and B, latest filing

A•••••••• N•••••• · Chief Compliance Officercontrol
since 05/2024 · owns less than 5%
C•••••••• C••••••• · Chief Investment Officercontrol
since 05/2024 · owns less than 5%
C•••••••• C••••••• · Limited Partnercontrol
since 05/2024 · owns 75% or more of R••••••• C•••••• H•••••••• L•

Entity owners

R••••••• C•••••• C••••••••• · General Partner
direct · owns less than 5%
R••••••• C•••••• H•••••••• L• · Limited Partner
direct · owns 75% or more
R••••••• C•••••• C••••••••• · General Partner
indirect · owns F of R••••••• C•••••• H•••••••• L•

Related persons

Schedule D 7.A

R••••••• C•••••• C•••••••••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

institutional asset share shiftChange between filings · filing Apr 14, 2026
institutional share of RAUM moved from 82.0% to 0.0% between the annual amendments of 2025-01-22 and 2026-04-14
peers: other advisers, $100M to $500M (212)
RAUM up 50 %Change between filings · filing Apr 14, 2026
RAUM (Item 5.F) moved from $58,287,567 to $143,916,878 (+147.0%) between the annual amendments of 2025-01-22 and 2026-04-14; the peer median change was +8.0% (161 comparable advisers, 98.0th percentile of changes)
peers: other advisers, $100M to $500M (161) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 3 to 2
Mar 31, 2026 to Apr 14, 2026
Pooled vehicle clients · 2 to 1
Mar 31, 2026 to Apr 14, 2026
Assets in custody · $16.5M to $17.5M
Mar 31, 2026 to Apr 14, 2026
Discretionary RAUM · $131M to $144M
Mar 31, 2026 to Apr 14, 2026
Pooled vehicle RAUM · $16.5M to $17.5M
Mar 31, 2026 to Apr 14, 2026

Full history · 29 changes

RAUM · $131M to $144M
Mar 31, 2026 to Apr 14, 2026
Accounts · 2 to 3
Jul 24, 2025 to Mar 31, 2026
Advisory activities · 1 to 2
Jul 24, 2025 to Mar 31, 2026
Pooled vehicle clients · 1 to 2
Jul 24, 2025 to Mar 31, 2026
Assets in custody · $11.6M to $16.5M
Jul 24, 2025 to Mar 31, 2026
Employees · 5 to 6
Jul 24, 2025 to Mar 31, 2026
Discretionary RAUM · $139M to $131M
Jul 24, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $11.6M to $16.5M
Jul 24, 2025 to Mar 31, 2026
RAUM · $139M to $131M
Jul 24, 2025 to Mar 31, 2026
Assets in custody · $10.6M to $11.6M
Jan 22, 2025 to Jul 24, 2025
Employees · 4 to 5
Jan 22, 2025 to Jul 24, 2025
Financial planning clients · unset to
Jan 22, 2025 to Jul 24, 2025
Discretionary RAUM · $58.3M to $139M
Jan 22, 2025 to Jul 24, 2025
Pooled vehicle RAUM · $10.6M to $11.6M
Jan 22, 2025 to Jul 24, 2025
RAUM · $58.3M to $139M
Jan 22, 2025 to Jul 24, 2025
Accounts · 0 to 2
Aug 23, 2024 to Jan 22, 2025
Advisory employees · 3 to 4
Aug 23, 2024 to Jan 22, 2025
Pooled vehicle clients · unset to 1.0
Aug 23, 2024 to Jan 22, 2025
Assets in custody · $0 to $10.6M
Aug 23, 2024 to Jan 22, 2025
Employees · 3 to 4
Aug 23, 2024 to Jan 22, 2025
Discretionary RAUM · $0 to $58.3M
Aug 23, 2024 to Jan 22, 2025
Pooled vehicle RAUM · unset to 10596251.0
Aug 23, 2024 to Jan 22, 2025
RAUM · $0 to $58.3M
Aug 23, 2024 to Jan 22, 2025
Related bank · true to false
Aug 23, 2024 to Jan 22, 2025

Signals

4 dated events

••• Locked
Apr 14, 2026 · ria indirect owner change · derived
••• Locked
Apr 14, 2026 · ria indirect owner change · fact
••• Locked
Apr 14, 2026 · Control person joined · fact
••• Locked
Aug 23, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Apr 14, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 14, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.