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I•• A••••••• I••••••••• M••••••••• L••

Independent wealth managerSEC-registered· Los Angeles, Californiawebsite

Independent wealth manager, based in Los Angeles, California, reporting $171M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$171M
Form ADV
Advisors
0
IAPD
Private clients
100%
of RAUM, $171M
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. 5 changes
    ownership and control

    5 control persons joined and 0 left Schedule A in the last 12 months.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 333479 · SEC 801-134949 · 5 filingsShow
CRD 333479SEC 801-134949First filing on the tape Oct 10, 2024, latest Aug 28, 2026SEC status approved since Dec 12, 2025IAPD
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$171M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts Oct 10, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$171M as of Aug 28, 2026
Nov 13, 2025$0 then
HNW client RAUM$171M as of Aug 28, 2026
Apr 14, 2026$145M then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Nov 13, 20250 then
Employees (5.A)7 as of Aug 28, 2026
Nov 13, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.9MderivedHNW RAUM over HNW clients
Average account
$5.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow
  • High-net-worth individuals$171M100%
Individual clients
n/areported
HNW clients
29reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
29reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• J•••••• A•••• · Managing Membercontrol
        since 10/2024 · owns less than 5%
      • P•••••• J•••• F••••••• · Managing Membercontrol
        since 10/2024 · owns less than 5%
      • S•••••••• J••••••• A••••• · Chief Compliance Officer, Managing Membercontrol
        since 10/2024 · owns less than 5%
      • M••••••• J•••••• A•••• · Managing Membercontrol
        since 10/2024 · owns 25% to 50% of I•• A••••••• P••••••• L••
      • P•••••• J•••• F••••••• · Managing Membercontrol
        since 10/2024 · owns 25% to 50% of I•• A••••••• P••••••• L••
      All 7 control persons
      • S•••••••• J••••••• A••••• · Managing Membercontrol
        since 10/2024 · owns 25% to 50% of I•• A••••••• P••••••• L••
      • S•••• J••••••• H• · Managing Membercontrol
        since 10/2024 · owns 25% to 50% of I•• A••••••• P••••••• L••
      Entity owners
      • I•• A••••••• P••••••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 32 to 29
        Apr 14, 2026 to Aug 28, 2026
      • Advisory employees · 4 to 5
        Apr 14, 2026 to Aug 28, 2026
      • HNW clients · 32 to 29
        Apr 14, 2026 to Aug 28, 2026
      • Employees · 5 to 7
        Apr 14, 2026 to Aug 28, 2026
      • HQ city · to LOS ANGELES
        Apr 14, 2026 to Aug 28, 2026
      Full history · 26 changes
      • HQ state · to CA
        Apr 14, 2026 to Aug 28, 2026
      • Discretionary RAUM · $145M to $171M
        Apr 14, 2026 to Aug 28, 2026
      • HNW RAUM · $145M to $171M
        Apr 14, 2026 to Aug 28, 2026
      • RAUM · $145M to $171M
        Apr 14, 2026 to Aug 28, 2026
      • Accounts · 0 to 32
        Mar 31, 2026 to Apr 14, 2026
      • Advisory employees · 2 to 4
        Mar 31, 2026 to Apr 14, 2026
      • HNW clients · unset to 32.0
        Mar 31, 2026 to Apr 14, 2026
      • Employees · 2 to 5
        Mar 31, 2026 to Apr 14, 2026
      • Discretionary RAUM · $0 to $145M
        Mar 31, 2026 to Apr 14, 2026
      • HNW RAUM · unset to 145088903.0
        Mar 31, 2026 to Apr 14, 2026
      • RAUM · $0 to $145M
        Mar 31, 2026 to Apr 14, 2026
      • Accounts · unset to 0.0
        Oct 10, 2024 to Nov 13, 2025
      • Advisory employees · 3 to 2
        Oct 10, 2024 to Nov 13, 2025
      • Advisory activities · 1 to 3
        Oct 10, 2024 to Nov 13, 2025
      • Employees · 3 to 2
        Oct 10, 2024 to Nov 13, 2025
      • Financial planning clients · 0 to 0
        Oct 10, 2024 to Nov 13, 2025
      • HQ city · unset to
        Oct 10, 2024 to Nov 13, 2025
      • HQ state · unset to
        Oct 10, 2024 to Nov 13, 2025
      • Discretionary RAUM · unset to 0.0
        Oct 10, 2024 to Nov 13, 2025
      • Non-discretionary RAUM · unset to 0.0
        Oct 10, 2024 to Nov 13, 2025
      • RAUM · unset to 0.0
        Oct 10, 2024 to Nov 13, 2025
      Signals
      13 dated events
      • ••• Locked
        Aug 28, 2026 · Control person joined · fact
      • ••• Locked
        Aug 28, 2026 · Control person joined · fact
      • ••• Locked
        Aug 28, 2026 · Control person joined · fact
      • ••• Locked
        Aug 28, 2026 · ria indirect owner change · derived
      • ••• Locked
        Aug 28, 2026 · ria indirect owner change · derived
      Full timeline · 13 events
      • ••• Locked
        Aug 28, 2026 · ria indirect owner change · derived
      • ••• Locked
        Aug 28, 2026 · ria indirect owner change · derived
      • ••• Locked
        Aug 28, 2026 · ria principal change · fact
      • ••• Locked
        Aug 28, 2026 · ria principal change · fact
      • ••• Locked
        Aug 28, 2026 · Control person joined · fact
      • ••• Locked
        Aug 28, 2026 · Control person joined · fact
      • ••• Locked
        May 2, 2025 · Left the SEC roster · derived
      • ••• Locked
        Oct 10, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 28, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 28, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.