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Asset manager (funds and pooled vehicles)SEC-registered· Dallas, Texaswebsite

Asset manager (funds and pooled vehicles), based in Dallas, Texas, reporting $915,035 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$915,035
Form ADV
Advisors
0
IAPD
RAUM change, 1 year
+83%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 28 Jan 2026, RAUM $500K to $915K (+83.0%) on the Form ADV filed 28 Jan 2026, while advisors on the filing fell 2 to 0.

Every filed figure, and the identifiersCRD 333660 · SEC 801-131491 · 5 filingsShow
CRD 333660SEC 801-131491First filing on the tape Oct 21, 2024, latest Jan 28, 2026SEC status approved since Nov 21, 2024IAPD
RAUM
$915,035
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

RAUM +83% over the last fiscal year · the tape starts Oct 21, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$915,035 as of Jan 28, 2026
Mar 20, 2025$500,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 28, 2026
Mar 20, 20252 then
Employees (5.A)2 as of Jan 28, 2026
Mar 20, 20252 then
Private funds: no history
RAUM +83% over the last fiscal yearIARs 2 to 0
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$915,035derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+83%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% investment companies

The breakdown by client type, and the client counts1 client typesShow
  • Investment companies$915,035100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bank; 100% of advisors also broker-dealer representativesderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• M•••• W•••••• · Founding Partner And Ccocontrol
        since 10/2024 · owns 50% to 75%
      • S••••• J•••••• R••• · Founding Partnercontrol
        since 10/2024 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • affiliate changedChange between filings · filing Jan 28, 2026
        bank affiliate (Item 7.A.6): no on the filing of 2025-11-04, yes on the filing of 2026-01-28
        peers: asset managers, under $100M (329)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • BD registered reps · 2 to 1
        Nov 4, 2025 to Jan 28, 2026
      • Insurance-licensed employees · 1 to 0
        Nov 4, 2025 to Jan 28, 2026
      • State-registered IARs · 2 to 0
        Nov 4, 2025 to Jan 28, 2026
      • Discretionary RAUM · $500,000 to $915,035
        Nov 4, 2025 to Jan 28, 2026
      • RAUM · $500,000 to $915,035
        Nov 4, 2025 to Jan 28, 2026
      Full history · 12 changes
      • Related adviser · true to false
        Nov 4, 2025 to Jan 28, 2026
      • Related bank · false to true
        Nov 4, 2025 to Jan 28, 2026
      • Financial planning clients · unset to
        Mar 20, 2025 to Jun 3, 2025
      • Accounts · unset to 1.0
        Oct 21, 2024 to Mar 20, 2025
      • Discretionary RAUM · unset to 500000.0
        Oct 21, 2024 to Mar 20, 2025
      • Non-discretionary RAUM · unset to 0.0
        Oct 21, 2024 to Mar 20, 2025
      • RAUM · unset to 500000.0
        Oct 21, 2024 to Mar 20, 2025
      Signals
      1 dated events
      • ••• Locked
        Oct 21, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jan 28, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jan 28, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.