DFX Intelligence

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N•••• S•••••• L•

Asset manager (funds and pooled vehicles)SEC-registered2 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $976M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-05-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $976M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-05-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 333933 · SEC 801-131733 · 6 filingsShow

CRD 333933SEC 801-131733First filing on the tape Nov 27, 2024, latest May 29, 2026SEC status approved since Jan 10, 2025IAPD

RAUM

$976M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

11 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

Filed figures over time · the tape starts Nov 27, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$976M as of May 29, 2026

May 9, 2025$355M then

HNW client RAUM$0 as of May 29, 2026

May 9, 2025$0 then

State-registered IARs (5.B.3)0 as of May 29, 2026

May 9, 20250 then

Employees (5.A)14 as of May 29, 2026

May 9, 202511 then

Private funds2 as of May 29, 2026

May 9, 20251 then

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of May 29, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $139MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$976M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
N•••• S•••••• C•• M•••••• L•	Hedge Fund	$222M	15	May 29, 2026
N•••• S•••••• M••••• F••• L•	Hedge Fund	$85.3M	8	May 29, 2026

Owners and control persons

Schedule A and B, latest filing

B••••••• M••••••• P••• · Head Of Equitycontrol
since 05/2024 · owns less than 5%
P•••••• N•••• P••••••••• · Chief Executive Officer, Chief Investment Officer, Limited Partnercontrol
since 05/2024 · owns 75% or more
R•••••• B••••• A•••• · Chief Compliance Officer And Chief Financial Officercontrol
since 08/2024 · owns less than 5%
S•••• S••••••• K•••• · Chief Technology Officercontrol
since 08/2024 · owns less than 5%
P•••••• N•••• P••••••••• · Managing Membercontrol
since 12/2023 · owns 75% or more of N•••• S•••••• P••••••• L••

Entity owners

N•••• S•••••• P••••••• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

N•••• S•••••• G• L•
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

London, United Kingdom1 employee

What changed

consecutive filings, newest first

Accounts · 2 to 7
Jun 20, 2025 to Mar 31, 2026
Advisory employees · 9 to 11
Jun 20, 2025 to Mar 31, 2026
Advisory activities · 2 to 3
Jun 20, 2025 to Mar 31, 2026
Pooled vehicle clients · 2 to 7
Jun 20, 2025 to Mar 31, 2026
Employees · 11 to 14
Jun 20, 2025 to Mar 31, 2026

Full history · 18 changes

Other offices · 1 to 0
Jun 20, 2025 to Mar 31, 2026
Private funds · 1 to 2
Jun 20, 2025 to Mar 31, 2026
Discretionary RAUM · $355M to $976M
Jun 20, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $355M to $976M
Jun 20, 2025 to Mar 31, 2026
RAUM · $355M to $976M
Jun 20, 2025 to Mar 31, 2026
Financial planning clients · unset to
May 9, 2025 to Jun 20, 2025
Accounts · 0 to 2
Dec 12, 2024 to May 9, 2025
Advisory activities · 1 to 2
Dec 12, 2024 to May 9, 2025
Pooled vehicle clients · 0 to 2
Dec 12, 2024 to May 9, 2025
Private funds · unset to 1
Dec 12, 2024 to May 9, 2025
Discretionary RAUM · $0 to $355M
Dec 12, 2024 to May 9, 2025
Pooled vehicle RAUM · $0 to $355M
Dec 12, 2024 to May 9, 2025
RAUM · $0 to $355M
Dec 12, 2024 to May 9, 2025

Signals

5 dated events

••• Locked
May 29, 2026 · private fund first reported · fact
••• Locked
May 29, 2026 · private fund first reported · fact
••• Locked
May 29, 2026 · ria office closed · derived
••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Nov 27, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, May 29, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, May 29, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.