DFX Intelligence

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E••••••• P•••••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered4 private fundsUmbrella registration· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $950M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $950M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2026, E••••••• H••••••• L•• appeared on Schedule A as an owner on 27 Mar 2026, with 1 other new entity owners.

Every filed figure, and the identifiersCRD 334067 · SEC 801-132080 · 3 filingsShow

CRD 334067SEC 801-132080First filing on the tape Feb 7, 2025, latest Mar 27, 2026SEC status approved since Mar 4, 2025IAPD

RAUM

$950M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

3 filings and snapshots on the tape

Filed figures over time · the tape starts Feb 7, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$950M as of Mar 27, 2026

Feb 7, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Feb 7, 20250 then

Employees (5.A)21 as of Mar 27, 2026

Feb 7, 20255 then

Private funds4 as of Mar 27, 2026

Jul 21, 20254 then

RAUM n/a over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $237MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $950M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$950M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $950M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E••••••• P••••••• R••• E••••• F••• A• L•••	Private Equity Fund	$369M	11	Mar 27, 2026
E••••••• P••••••• R••• E••••• F••• B• L•••	Private Equity Fund	$336M	56	Mar 27, 2026
E••••••• I•••••••• A• L•••	Private Equity Fund	$141M	2	Mar 27, 2026
E••••••• I•••••••• B• L•••	Private Equity Fund	$103M	6	Mar 27, 2026

Owners and control persons

Schedule A and B, latest filing

O••••• M•••••• E•••••••• · Managing Director, Finance, Strategy And Operationscontrol
since 11/2024 · owns less than 5%
P•••••• M••••••• E••• · Managing Director, Legal And Officercontrol
since 01/2025 · owns less than 5%
R•••• W••••••• D•••• · Founder & Chief Executive Officercontrol
since 07/2024 · owns less than 5%

Entity owners

E••••••• H••••••• L•• · Limited Partner
direct · owns 75% or more
E••••••• P••••••• G•• L••••• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 11 to 12
Jul 21, 2025 to Mar 27, 2026
Assets in custody · $926M to $950M
Jul 21, 2025 to Mar 27, 2026
Employees · 16 to 21
Jul 21, 2025 to Mar 27, 2026
Discretionary RAUM · $926M to $950M
Jul 21, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $926M to $950M
Jul 21, 2025 to Mar 27, 2026

Full history · 17 changes

RAUM · $926M to $950M
Jul 21, 2025 to Mar 27, 2026
Accounts · 0 to 4
Feb 7, 2025 to Jul 21, 2025
Advisory employees · 1 to 11
Feb 7, 2025 to Jul 21, 2025
Pooled vehicle clients · unset to 4.0
Feb 7, 2025 to Jul 21, 2025
Assets in custody · unset to 926425000.0
Feb 7, 2025 to Jul 21, 2025
Custody of client assets · false to true
Feb 7, 2025 to Jul 21, 2025
Employees · 5 to 16
Feb 7, 2025 to Jul 21, 2025
Financial planning clients · unset to
Feb 7, 2025 to Jul 21, 2025
Private funds · unset to 4
Feb 7, 2025 to Jul 21, 2025
Discretionary RAUM · $0 to $926M
Feb 7, 2025 to Jul 21, 2025
Pooled vehicle RAUM · unset to 926425000.0
Feb 7, 2025 to Jul 21, 2025
RAUM · $0 to $926M
Feb 7, 2025 to Jul 21, 2025

Signals

5 dated events

••• Locked
Mar 27, 2026 · private fund first reported · fact
••• Locked
Mar 27, 2026 · private fund first reported · fact
••• Locked
Mar 27, 2026 · private fund first reported · fact
••• Locked
Mar 27, 2026 · private fund first reported · fact
••• Locked
Feb 7, 2025 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

E••••••• P•••••••• L••• · Independent Sponsors
same CRD · capital provider
E••••••• P•••••••• L••• · Private Equity
same CRD · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

E••••••• P•••••••• L••• is the same institution as 2 records in Private Equity and Independent Sponsors.

Private Equity1Independent Sponsors1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.