DFX Intelligence

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D••••••• A•••• M••••••••• ••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Londonwebsite

Asset manager (funds and pooled vehicles), based in London, reporting $1.7B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.7B
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

2 changes
ownership and control
1 control person joined and 1 left Schedule A in the last 12 months.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →

Every filed figure, and the identifiersCRD 334286 · SEC 801-131854 · 4 filingsShow

CRD 334286SEC 801-131854First filing on the tape Dec 20, 2024, latest Jun 29, 2026SEC status approved since Jan 22, 2025IAPD

RAUM

$1.7B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

4 filings and snapshots on the tape

Filed figures over time · the tape starts Dec 20, 2024

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$1.7B as of Jun 29, 2026

Jun 27, 2025$1.2B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 29, 2026

Jun 27, 20250 then

Employees (5.A)25 as of Jun 29, 2026

Jun 27, 202523 then

Private funds1 as of Jun 29, 2026

Jun 27, 20252 then

Practice profile

derived from the filing of Jun 29, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $552MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $1.7B, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$1.7B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $1.7B for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
D••••••• D••••••••• O••••••••• M••••• F••• L••••••	Hedge Fund	$1.7B	41	Jun 13, 2025

Owners and control persons

Schedule A and B, latest filing

B••••••••• S••••• P••• G••••• · Partner, Senior Portfolio Managercontrol
since 03/2024 · owns less than 5%
H••••••• I••••• A•• · Partner, Senior Portfolio Managercontrol
since 03/2024 · owns less than 5%
H•••••• M•••••• · Dof Portfolio Manager, Founder, Ceocontrol
since 03/2024 · owns 75% or more
K•••••• C•••• · Chief Operating Officercontrol
since 12/2023 · owns less than 5%
T•••••••• A••••••••• J••••••• · Partner, Senior Portfolio Managercontrol
since 03/2024 · owns less than 5%

All 7 control persons

V••••••• L•••• · Chief Compliance Officercontrol
since 08/2024 · owns less than 5%
H•••••• M•••••• · Dof Portfolio Manager, Founder, Ceocontrol
since 08/2023 · owns 75% or more of D••••••• A•••• M••••••••• L••••••

Entity owners

D••••••• A•••• M••••••••• L•••••• · Designated Member
direct · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 2 to 3
May 27, 2026 to Jun 29, 2026
Pooled vehicle clients · 4 to 3
May 27, 2026 to Jun 29, 2026
Assets in custody · $1.2B to $1.7B
May 27, 2026 to Jun 29, 2026
Employees · 23 to 25
May 27, 2026 to Jun 29, 2026
Private funds · 2 to 1
May 27, 2026 to Jun 29, 2026

Full history · 22 changes

Discretionary RAUM · $1.2B to $1.7B
May 27, 2026 to Jun 29, 2026
Pooled vehicle RAUM · $1.2B to $1.7B
May 27, 2026 to Jun 29, 2026
RAUM · $1.2B to $1.7B
May 27, 2026 to Jun 29, 2026
Accounts · unset to 2.0
Dec 20, 2024 to Jun 27, 2025
Advisory activities · 2 to 1
Dec 20, 2024 to Jun 27, 2025
Pooled vehicle clients · unset to 4.0
Dec 20, 2024 to Jun 27, 2025
Assets in custody · unset to 1170000000.0
Dec 20, 2024 to Jun 27, 2025
Custody of client assets · false to true
Dec 20, 2024 to Jun 27, 2025
Financial planning clients · unset to
Dec 20, 2024 to Jun 27, 2025
HQ state · unset to
Dec 20, 2024 to Jun 27, 2025
Private funds · unset to 2
Dec 20, 2024 to Jun 27, 2025
Discretionary RAUM · unset to 1172481639.0
Dec 20, 2024 to Jun 27, 2025
Non-discretionary RAUM · unset to 0.0
Dec 20, 2024 to Jun 27, 2025
Pooled vehicle RAUM · unset to 1172481639.0
Dec 20, 2024 to Jun 27, 2025
RAUM · unset to 1172481639.0
Dec 20, 2024 to Jun 27, 2025
Related adviser · false to true
Dec 20, 2024 to Jun 27, 2025
Related bank · false to true
Dec 20, 2024 to Jun 27, 2025

Signals

6 dated events

••• Locked
Jun 29, 2026 · RAUM change · derived
••• Locked
Jun 29, 2026 · ria principal change · derived
••• Locked
Jun 29, 2026 · ria principal change · fact
••• Locked
Jun 29, 2026 · Control person left · inference
••• Locked
Jun 29, 2026 · Control person joined · fact

Full timeline · 6 events

••• Locked
Dec 20, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.