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M•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private funds· Austin, Texas

Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $193M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-08-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $193M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-08-12 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

New owner
ownership and control
M•••••• M••••••••• H•••••••• L• appeared on Schedule A as an owner on 12 Aug 2026.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →

Every filed figure, and the identifiersCRD 334468 · SEC 801-134590 · 5 filingsShow

CRD 334468SEC 801-134590First filing on the tape Feb 28, 2025, latest Aug 12, 2026SEC status approved since Dec 10, 2025IAPD

RAUM

$193M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

5 filings and snapshots on the tape

Filed figures over time · the tape starts Feb 28, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$193M as of Aug 12, 2026

Feb 28, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Aug 12, 2026

Feb 28, 20250 then

Employees (5.A)4 as of Aug 12, 2026

Feb 28, 20253 then

Private funds4 as of Aug 12, 2026

Dec 4, 20254 then

RAUM n/a over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Aug 12, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $32.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$193M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••••• T•••• S•• 1• L•	Hedge Fund	$90.5M	45	Aug 12, 2026
M•••••• M••••• F••• L•	Hedge Fund	$69.1M	6	Aug 12, 2026
M•••••• T•••• S•• 2• L•	Hedge Fund	$30.2M	36	Aug 12, 2026
M•••••• T•••• S•• 3• L•	Hedge Fund	$2.9M	6	Aug 12, 2026

Owners and control persons

Schedule A and B, latest filing

G•••••• M••••••• L•••• · Portfolio Manager, Co- Foundercontrol
since 12/2024 · owns less than 5%
J••••••• I•••• · Chief Compliance Officercontrol
since 08/2026 · owns less than 5%
Y•••• Y•••• X••• · Cio, Co-Foundercontrol
since 01/2025 · owns less than 5%

Entity owners

M•••••• M••••••••• H•••••••• L• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 2 to 4
Dec 4, 2025 to Mar 30, 2026
Custody of client assets · true to false
Dec 4, 2025 to Mar 30, 2026
Employees · 3 to 4
Dec 4, 2025 to Mar 30, 2026
Discretionary RAUM · $531M to $193M
Dec 4, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $531M to $193M
Dec 4, 2025 to Mar 30, 2026

Full history · 16 changes

RAUM · $531M to $193M
Dec 4, 2025 to Mar 30, 2026
Accounts · 0 to 6
Feb 28, 2025 to Dec 4, 2025
Advisory activities · 2 to 1
Feb 28, 2025 to Dec 4, 2025
Pooled vehicle clients · unset to 6.0
Feb 28, 2025 to Dec 4, 2025
Assets in custody · unset to 0.0
Feb 28, 2025 to Dec 4, 2025
Custody of client assets · false to true
Feb 28, 2025 to Dec 4, 2025
Financial planning clients · unset to
Feb 28, 2025 to Dec 4, 2025
Private funds · unset to 4
Feb 28, 2025 to Dec 4, 2025
Discretionary RAUM · $0 to $531M
Feb 28, 2025 to Dec 4, 2025
Pooled vehicle RAUM · unset to 530599836.0
Feb 28, 2025 to Dec 4, 2025
RAUM · $0 to $531M
Feb 28, 2025 to Dec 4, 2025

Signals

7 dated events

••• Locked
Aug 12, 2026 · private fund first reported · fact
••• Locked
Aug 12, 2026 · private fund first reported · fact
••• Locked
Aug 12, 2026 · private fund first reported · fact
••• Locked
Aug 12, 2026 · private fund first reported · fact
••• Locked
Mar 30, 2026 · RAUM change · derived

Full timeline · 7 events

••• Locked
Jul 1, 2025 · Left the SEC roster · derived
••• Locked
Feb 28, 2025 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Aug 12, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.