DFX Intelligence

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B•••••• C•••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private funds· Sarasota, Floridawebsite

Asset manager (funds and pooled vehicles), based in Sarasota, Florida, reporting $39.5M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2025-06-11 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $39.5M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2025-06-11 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 334768 · SEC 801-132784 · 2 filingsShow

CRD 334768SEC 801-132784First filing on the tape Apr 28, 2025, latest Jun 11, 2025SEC status approved since May 20, 2025IAPD

RAUM

$39.5M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

2 filings and snapshots on the tape

Filed figures over time · the tape starts Apr 28, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$39.5M as of Jun 11, 2025

Apr 28, 2025$28.2M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 11, 2025

Apr 28, 20250 then

Employees (5.A)8 as of Jun 11, 2025

Apr 28, 20258 then

Private funds4 as of Jun 11, 2025

Apr 28, 20254 then

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Jun 11, 2025; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $9.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $30,000, 1 clientreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
the adviser acts as qualified custodian (9.D.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$39.5M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 4reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $30,000 for 1 clientreported
Compensation: % of AUM, fixed, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B•••••• F••••• L••	Other Private Fund	$21.2M	90	Jun 11, 2025
B•••••• L••••• F••• I• L••	Other Private Fund	$10.4M	58	Jun 11, 2025
B•••••• E••••• F••• V• L••	Other Private Fund	$8.5M	22	Jun 11, 2025
B•••••• B•••• I• I•••	Real Estate Fund	$1.0M	0	Jun 11, 2025

Owners and control persons

Schedule A and B, latest filing

M•••••• S••••• P•••••• · Ceocontrol
since 01/2022 · owns 50% to 75%
H••••••• P•••• J•••• · Cco
since 04/2025 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Apr 28, 2025 to Jun 11, 2025
Discretionary RAUM · $28.2M to $39.5M
Apr 28, 2025 to Jun 11, 2025
Pooled vehicle RAUM · $28.2M to $39.5M
Apr 28, 2025 to Jun 11, 2025
RAUM · $28.2M to $39.5M
Apr 28, 2025 to Jun 11, 2025

Signals

5 dated events

••• Locked
Jun 11, 2025 · private fund first reported · fact
••• Locked
Jun 11, 2025 · private fund first reported · fact
••• Locked
Jun 11, 2025 · private fund first reported · fact
••• Locked
Jun 11, 2025 · private fund first reported · fact
••• Locked
Apr 28, 2025 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 11, 2025
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 11, 2025

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.