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A•• U• C•••••• L••

Other adviserSEC-registered· San Francisco, Californiawebsite

Other adviser, based in San Francisco, California, reporting $214 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$214
Advisors
0
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Mar 2026, A••••• F•••••••• T••••••••• appeared on Schedule A as an owner on 27 Mar 2026.

Every filed figure, and the identifiersCRD 335448 · SEC 801-134095 · 3 filingsShow
CRD 335448SEC 801-134095First filing on the tape Aug 18, 2025, latest Mar 27, 2026SEC status approved since Aug 20, 2025IAPD
RAUM
$214
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
4
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape

Filed figures over time · the tape starts Aug 18, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$214 as of Mar 27, 2026
Aug 18, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Aug 18, 20250 then
Employees (5.A)4 as of Mar 27, 2026
Aug 18, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$43derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program
$428reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% corporations and businesses

The breakdown by client type, and the client counts1 client typesShow
  • Corporations and businesses$214100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
$214 sponsored, $214 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• A•••••• A•••••• · Executive Director Officercontrol
        since 09/2024 · owns less than 5%
      Entity owners
      • A••••• F•••••••• T••••••••• · Parent Company /
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 5
        Oct 17, 2025 to Mar 27, 2026
      • Corporate clients · unset to 5.0
        Oct 17, 2025 to Mar 27, 2026
      • Employees · 3 to 4
        Oct 17, 2025 to Mar 27, 2026
      • HQ city · PALO ALTO to SAN FRANCISCO
        Oct 17, 2025 to Mar 27, 2026
      • Discretionary RAUM · $0 to $214
        Oct 17, 2025 to Mar 27, 2026
      Full history · 13 changes
      • Non-discretionary RAUM · $216 to $0
        Oct 17, 2025 to Mar 27, 2026
      • RAUM · $216 to $214
        Oct 17, 2025 to Mar 27, 2026
      • Wrap assets (manager) · $0 to $214
        Oct 17, 2025 to Mar 27, 2026
      • Wrap assets (sponsor) · $216 to $214
        Oct 17, 2025 to Mar 27, 2026
      • Accounts · 0 to 2
        Aug 18, 2025 to Oct 17, 2025
      • Non-discretionary RAUM · $0 to $216
        Aug 18, 2025 to Oct 17, 2025
      • RAUM · $0 to $216
        Aug 18, 2025 to Oct 17, 2025
      • Wrap assets (sponsor) · $0 to $216
        Aug 18, 2025 to Oct 17, 2025
      Signals
      2 dated events
      • ••• Locked
        Mar 27, 2026 · ria hq relocated · fact
      • ••• Locked
        Aug 18, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.