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F•••••••• A•••••••• I•••

Independent wealth managerSEC-registered· Dallas, Texaswebsite

Independent wealth manager, based in Dallas, Texas, reporting $925 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$925
Form ADV
Advisors
0
IAPD
Private clients
100%
of RAUM, $925
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 336326 · SEC 801-132841 · 5 filingsShow
CRD 336326SEC 801-132841First filing on the tape May 28, 2025, latest Jul 28, 2026SEC status approved since May 29, 2025IAPD
RAUM
$925
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$925 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts May 28, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$925 as of Jul 28, 2026
May 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
May 28, 20250 then
Employees (5.A)1 as of Jul 28, 2026
May 28, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
subscriptionreportedItem 5.E
Advisory activities
portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% individuals

The breakdown by client type, and the client counts1 client typesShow
  • Individuals$925100%
Individual clients
96reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
96reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D• S••••• R••• · Ccocontrol
        since 04/2025 · owns less than 5%
      • R•••• R••••••• A• · Coocontrol
        since 04/2025 · owns 10% to 25%
      • W••••••• J••• · Ceocontrol
        since 04/2025 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 96
        Dec 8, 2025 to Mar 31, 2026
      • Individual clients · 6 to 96
        Dec 8, 2025 to Mar 31, 2026
      • Individual RAUM · $512 to $925
        Dec 8, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $512 to $925
        Dec 8, 2025 to Mar 31, 2026
      • RAUM · $512 to $925
        Dec 8, 2025 to Mar 31, 2026
      Full history · 12 changes
      • Accounts · 0 to 6
        Sep 26, 2025 to Dec 8, 2025
      • Individual clients · unset to 6.0
        Sep 26, 2025 to Dec 8, 2025
      • Individual RAUM · unset to 512.0
        Sep 26, 2025 to Dec 8, 2025
      • Non-discretionary RAUM · $0 to $512
        Sep 26, 2025 to Dec 8, 2025
      • RAUM · $0 to $512
        Sep 26, 2025 to Dec 8, 2025
      • Advisory activities · 3 to 2
        May 28, 2025 to Sep 26, 2025
      • Financial planning clients · 0 to 0
        May 28, 2025 to Sep 26, 2025
      Signals
      1 dated events
      • ••• Locked
        May 28, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 28, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 28, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.