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C••••• R••• P•••••• C••••• S•••••••• L••

Other adviserSEC-registered· New York, New York

Other adviser, based in New York, New York, reporting $278M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$278M
Advisors
0
Private clients
0.0%
of RAUM
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 336373 · SEC 801-132820 · 4 filingsShow
CRD 336373SEC 801-132820First filing on the tape May 13, 2025, latest Sep 1, 2026SEC status approved since May 21, 2025IAPD
RAUM
$278M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape

Filed figures over time · the tape starts May 13, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$278M as of Mar 5, 2026
May 13, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 5, 2026
May 13, 20250 then
Employees (5.A)6 as of Mar 5, 2026
May 13, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$139MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 0% pooled funds, 0% institutions; related broker-dealer not reported; related bank not reportedderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• B••••• J••• · Presidentcontrol
        since 04/2025 · owns 25% to 50%
      • D••••••• D••••• M•••••• · Co-Chief Investment Officercontrol
        since 04/2025 · owns 25% to 50%
      • D••••••• M••••••• P•••••• · Chief Compliance Officer / Fund Controllercontrol
        since 01/2026 · owns less than 5%
      • F••••• S•••• P•••••• · Co-Chief Investment Officercontrol
        since 04/2025 · owns 25% to 50%
      • R••••• B••••• P•••• · Chief Executive Officercontrol
        since 04/2025 · owns 25% to 50%
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · to unset
        Mar 5, 2026 to Sep 1, 2026
      • Related adviser · true to unset
        Mar 5, 2026 to Sep 1, 2026
      • Related bank · false to unset
        Mar 5, 2026 to Sep 1, 2026
      • Related broker-dealer · false to unset
        Mar 5, 2026 to Sep 1, 2026
      • Related insurance company · false to unset
        Mar 5, 2026 to Sep 1, 2026
      Full history · 14 changes
      • Succession · false to unset
        Mar 5, 2026 to Sep 1, 2026
      • Discretionary RAUM · $283M to $278M
        Sep 18, 2025 to Mar 5, 2026
      • RAUM · $283M to $278M
        Sep 18, 2025 to Mar 5, 2026
      • Accounts · 0 to 2
        May 13, 2025 to Sep 18, 2025
      • Employees · 4 to 6
        May 13, 2025 to Sep 18, 2025
      • Other offices · 0 to 1
        May 13, 2025 to Sep 18, 2025
      • Discretionary RAUM · $0 to $283M
        May 13, 2025 to Sep 18, 2025
      • RAUM · $0 to $283M
        May 13, 2025 to Sep 18, 2025
      • Related bank · true to false
        May 13, 2025 to Sep 18, 2025
      Signals
      1 dated events
      • ••• Locked
        May 13, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Sep 1, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      C••••• R••• P•••••• C••••• S•••••••• L•• is the same institution as 1 record in Allocators.

      Allocators1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.