DFX Intelligence

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C•••••• W••••• A•••••••

No RAUM reportedSEC-registered· Aventura, Floridawebsite

No RAUM reported, based in Aventura, Florida.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Advisors: 0

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-19 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 19 Mar 2026, C•••••• T••••••• T••••••••• appeared on Schedule A as an owner on 19 Mar 2026.

Every filed figure, and the identifiersCRD 337559 · SEC 801-134631 · 3 filingsShow

CRD 337559SEC 801-134631Legal name C•••••• W••••• A•••••••• L••First filing on the tape Sep 25, 2025, latest Mar 19, 2026SEC status approved since Nov 18, 2025IAPD

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

3 filings and snapshots on the tape

Filed figures over time · the tape starts Sep 25, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$0 as of Mar 19, 2026

Sep 25, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Mar 19, 2026

Sep 25, 20251 then

Employees (5.A)6 as of Mar 19, 2026

Sep 25, 20255 then

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Mar 19, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: $0derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: 0reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: fixed, hourlyreported
Class basis: RAUM: 0% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G•••••• J•••••• C•••••• · Presidentcontrol
since 05/2025 · owns less than 5%
H•••••••• S••••• L•• · Chief Operating Officer & Corporate Secretarycontrol
since 05/2025 · owns less than 5%
S••••••••• C••••••••• L••• · Chief Compliance Officer
since 11/2025 · owns less than 5%

Entity owners

C•••••• T••••••• T••••••••• · Sole Member
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 1 to 2
Dec 9, 2025 to Mar 19, 2026
Individual clients · unset to 0.0
Dec 9, 2025 to Mar 19, 2026
Employees · 5 to 6
Dec 9, 2025 to Mar 19, 2026
Insurance-licensed employees · 1 to 2
Dec 9, 2025 to Mar 19, 2026
Financial planning clients · 0 to 51-100
Dec 9, 2025 to Mar 19, 2026

Full history · 7 changes

State-registered IARs · 1 to 2
Dec 9, 2025 to Mar 19, 2026
Individual RAUM · unset to 0.0
Dec 9, 2025 to Mar 19, 2026

Signals

2 dated events

••• Locked
Sep 25, 2025 · Owner of a newly registered adviser · fact
••• Locked
Sep 25, 2025 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: regulatory AUM, net advisor flow, 12 months, RAUM change, 1 year, private clients.