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D••••••• C•••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Emeryville, Californiawebsite

Asset manager (funds and pooled vehicles), based in Emeryville, California, reporting $1.5B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.5B
Form ADV
Advisors
0
IAPD
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    D••••••• C•••••• H•••••••• L•• appeared on Schedule A as an owner on 26 Jun 2026.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 337997 · SEC 801-134248 · 4 filingsShow
CRD 337997SEC 801-134248First filing on the tape Aug 26, 2025, latest Jun 26, 2026SEC status approved since Aug 27, 2025IAPD
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape

Filed figures over time · the tape starts Aug 26, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$1.5B as of Jun 26, 2026
Aug 26, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Aug 26, 20250 then
Employees (5.A)7 as of Jun 26, 2026
Aug 26, 20257 then
Private funds1 as of Jun 26, 2026
Dec 22, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$516MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.5B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$1.5B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.5B for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; a related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D••••••• C•••••• M••••• F•••• L•••Hedge Fund$1.5B16Jun 26, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• J•••••••• L•••• · Chief Investment Officer, Limited Partnercontrol
        since 11/2024 · owns less than 5%
      • L••••••• M•••• A•••••• · Chief Data Scientistcontrol
        since 11/2024 · owns less than 5%
      • M••••• P••••••• P••••••• · Chief Compliance Officer, Chief Operating Officercontrol
        since 11/2024 · owns less than 5%
      Entity owners
      • D••••••• C•••••• H•••••••• L•• · General Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $644M to $1.5B
        Dec 22, 2025 to Mar 26, 2026
      • Discretionary RAUM · $644M to $1.5B
        Dec 22, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $644M to $1.5B
        Dec 22, 2025 to Mar 26, 2026
      • RAUM · $644M to $1.5B
        Dec 22, 2025 to Mar 26, 2026
      • Accounts · 0 to 3
        Aug 26, 2025 to Dec 22, 2025
      Full history · 13 changes
      • Pooled vehicle clients · unset to 3.0
        Aug 26, 2025 to Dec 22, 2025
      • Assets in custody · unset to 644056077.0
        Aug 26, 2025 to Dec 22, 2025
      • Custody of client assets · false to true
        Aug 26, 2025 to Dec 22, 2025
      • Private funds · unset to 1
        Aug 26, 2025 to Dec 22, 2025
      • Discretionary RAUM · $0 to $644M
        Aug 26, 2025 to Dec 22, 2025
      • Pooled vehicle RAUM · unset to 644056077.0
        Aug 26, 2025 to Dec 22, 2025
      • RAUM · $0 to $644M
        Aug 26, 2025 to Dec 22, 2025
      • Related bank · false to true
        Aug 26, 2025 to Dec 22, 2025
      Signals
      3 dated events
      • ••• Locked
        Jun 26, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 26, 2026 · RAUM change · derived
      • ••• Locked
        Aug 26, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jun 26, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jun 26, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.