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Asset manager (funds and pooled vehicles)SEC-registered· San Francisco, Californiawebsite

Asset manager (funds and pooled vehicles), based in San Francisco, California, reporting $496M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$496M
Form ADV
Advisors
0
IAPD
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 338152 · SEC 801-134282 · 4 filingsShow
CRD 338152SEC 801-134282First filing on the tape Aug 1, 2025, latest Apr 30, 2026SEC status approved since Sep 8, 2025IAPD
RAUM
$496M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape

Filed figures over time · the tape starts Aug 1, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$496M as of Apr 30, 2026
Aug 1, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Aug 1, 20250 then
Employees (5.A)14 as of Apr 30, 2026
Aug 1, 20259 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$496MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% investment companies

The breakdown by client type, and the client counts1 client typesShow
  • Investment companies$496M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• B•••••••• D•••• · Managing Directorcontrol
        since 07/2025 · owns 25% to 50%
      • D•••••••• M••••••• J••• · Managing Directorcontrol
        since 07/2025 · owns 25% to 50%
      • H•••••• B•••••••• G•••••• · General Counselcontrol
        since 02/2026 · owns less than 5%
      • H••••• T••••• A•• · Chief Financial Officercontrol
        since 12/2025 · owns less than 5%
      • M•••••••• N•••••••• J• · Chief Compliance Officercontrol
        since 03/2026 · owns less than 5%
      All 7 control persons
      • S••••• P••••• T•••• · Managing Directorcontrol
        since 07/2025 · owns 25% to 50%
      • S••••••• A•••••• R•••• · Chief Operating Officercontrol
        since 07/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · A••••••• C•• M••••••• L•• to P••••••• F••• A••••••• L••
        Mar 31, 2026 to Apr 30, 2026
      • Legal name · A••••••• C•• M••••••• L•• to P••••••• F••• A••••••• L••
        Mar 31, 2026 to Apr 30, 2026
      • Advisory employees · 6 to 7
        Jan 6, 2026 to Mar 31, 2026
      • Employees · 11 to 14
        Jan 6, 2026 to Mar 31, 2026
      • Discretionary RAUM · $417M to $496M
        Jan 6, 2026 to Mar 31, 2026
      Full history · 10 changes
      • RAUM · $417M to $496M
        Jan 6, 2026 to Mar 31, 2026
      • Accounts · 0 to 1
        Aug 1, 2025 to Jan 6, 2026
      • Employees · 9 to 11
        Aug 1, 2025 to Jan 6, 2026
      • Discretionary RAUM · $0 to $417M
        Aug 1, 2025 to Jan 6, 2026
      • RAUM · $0 to $417M
        Aug 1, 2025 to Jan 6, 2026
      Signals
      1 dated events
      • ••• Locked
        Aug 1, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Apr 30, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Apr 30, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.