DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

C•••••••• P•••••••

Asset manager (funds and pooled vehicles)SEC-registered8 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $184M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $184M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

New owner
ownership and control
C•••••••• P••••••• U•• L•• appeared on Schedule A as an owner on 29 Jun 2026.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →

Every filed figure, and the identifiersCRD 338398 · SEC 801-136937 · 1 filingShow

CRD 338398SEC 801-136937Legal name C•••••••• P••••••• L•First filing on the tape Jun 29, 2026, latest Jun 29, 2026SEC status approved since Aug 5, 2026IAPD

RAUM

$184M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

1 filing and snapshots on the tape

Filed figures over time · the tape starts Jun 29, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM: $184M

HNW client RAUM: no history

State-registered IARs (5.B.3): 0

Employees (5.A): 5

Private funds: 8

Practice profile

derived from the filing of Jun 29, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $23.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $184M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$184M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $184M for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

8 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••• I•••• L••	Private Equity Fund	$93.0M	1	Jun 29, 2026
C•••• A••• L••	Private Equity Fund	$62.0M	17	Jun 29, 2026
C• E••••••• L••	Private Equity Fund	$16.2M	40	Jun 29, 2026
C••• E•• L••	Private Equity Fund	$10.0M	28	Jun 29, 2026
C• F••• L••	Private Equity Fund	$2.6M	13	Jun 29, 2026

All 8 private fundslargest gross assets first

Fund	Type	Gross assets	Owners	First reported
C•••••••• A••••••• L••	Private Equity Fund	$650,000	6	Jun 29, 2026
C• P••••••• F••• I• L•	Private Equity Fund	$0	0	Jun 29, 2026
C• P••••••• F••• I•• L•	Private Equity Fund	$0	0	Jun 29, 2026

Owners and control persons

Schedule A and B, latest filing

U••••••••• A•••••• · Managing Partnercontrol
since 04/2021 · owns 50% to 75%
W•••••• R••••• · Managing Partner And Chief Compliance Officercontrol
since 04/2021 · owns 50% to 75%

Entity owners

C•••••••• P••••••• U•• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

9 dated events

••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · private fund first reported · fact

Full timeline · 9 events

••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jun 29, 2026 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

C•••••••• P••••••• · Independent Sponsors
same CRD · capital provider
C•••••••• P••••••• · Private Equity
same CRD · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

C•••••••• P••••••• is the same institution as 2 records in Private Equity and Independent Sponsors.

Private Equity1Independent Sponsors1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.