DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

M••••• C•••••• P••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $585M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$585M
Form ADV
Advisors
0
IAPD
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    M••••• C•••••• P••••••• G•• L•• appeared on Schedule A as an owner on 26 Aug 2026.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 342245 · SEC 801-136325 · 3 filingsShow
CRD 342245SEC 801-136325First filing on the tape Apr 22, 2026, latest Sep 17, 2026SEC status 120-day approval since May 21, 2026IAPD
RAUM
$585M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape

Filed figures over time · the tape starts Apr 22, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$0 as of Aug 26, 2026
Apr 22, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Apr 22, 20260 then
Employees (5.A)5 as of Aug 26, 2026
Apr 22, 20265 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$195MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$585M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$585M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$585M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • J••••••• M••••••• B•••••• · Founding Partner, Director Of Research, Limited Partner Chief Compliance Officercontrol
        since 03/2026 · owns 25% to 50%
      • T•••• J••••• A••• · Founder, Portfolio Manager, Limited Partnercontrol
        since 03/2026 · owns 50% to 75%
      Entity owners
      • M••••• C•••••• P••••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Sep 17, 2026
        custody of client assets (Item 9.A): no on the filing of 2026-08-26, yes on the filing of 2026-09-17
        peers: asset managers, $500M to $1B (784)
      • business activity changedChange between filings · filing Sep 17, 2026
        advises private funds (Item 7.B): no on the filing of 2026-08-26, yes on the filing of 2026-09-17
        peers: asset managers, $500M to $1B (784)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 3
        Aug 26, 2026 to Sep 17, 2026
      • Advisory employees · 4 to 5
        Aug 26, 2026 to Sep 17, 2026
      • Pooled vehicle clients · unset to 3.0
        Aug 26, 2026 to Sep 17, 2026
      • Assets in custody · $0 to $585M
        Aug 26, 2026 to Sep 17, 2026
      • Custody of client assets · false to true
        Aug 26, 2026 to Sep 17, 2026
      Full history · 11 changes
      • Employees · 5 to 6
        Aug 26, 2026 to Sep 17, 2026
      • Financial planning clients · to unset
        Aug 26, 2026 to Sep 17, 2026
      • Discretionary RAUM · $0 to $585M
        Aug 26, 2026 to Sep 17, 2026
      • Pooled vehicle RAUM · unset to 584525050.0
        Aug 26, 2026 to Sep 17, 2026
      • RAUM · $0 to $585M
        Aug 26, 2026 to Sep 17, 2026
      • Succession · false to unset
        Aug 26, 2026 to Sep 17, 2026
      Signals
      1 dated events
      • ••• Locked
        Apr 22, 2026 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Sep 17, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.