DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| MML Capital Partners Ny, LLC CRD 340482 | New York City, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| Overwatch Capital Advisors LLC CRD 341636 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| Raijin Ai CRD 342079 | Brooklyn, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A•••• R••• I•••••••• L• CRD 342249 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| S•••••••• L•••••••• CRD 342272 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 1 |
| C•••••••• C•••••• A••••••• L•• CRD 342301 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| U•• R••• H••••••• CRD 342346 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| Q••••• CRD 342429 | New York, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| R••••••• T•••• A•••• M••••••••• L••••• CRD 342499 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 3 | 0 |
| C•••••••• G••••• C••••• M••••••••• L•• CRD 342500 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| V••••• W••••• M••••••••• I••• CRD 342735 | New York, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| P•••• A••••••• L•• CRD 343036 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| S•• S•••••• L•••••• P•••••••• L•• CRD 343062 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| 3• C••••••• L•• CRD 343132 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| B•••• A••••• C•••••• L• CRD 343136 | Scarsdale, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| T•••• H••••• CRD 343219 | Cold Spring H•••••, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M••••••• P•••••• W•••••• L•• CRD 343256 | White Plains, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| O•••• R••• E••••• C•••••• L•• CRD 343298 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| T••• B•••••• A••••••• CRD 343402 | New York, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| W••••••••• V••••••• M••••••••• L•• CRD 343577 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A••••••• C••••••• L• CRD 343623 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| S••••• W••••• P••••••• CRD 343698 | New City, NY | no RAUM | $0 | n/a | 0 | Not computed | 2 | 0 |
| A•••••••• C•••••• CRD 343811 | Brooklyn, NY | no RAUM | $0 | n/a | 2 | Not computed | 1 | 0 |
| N••••• S••••••••• I••••••••• I••• CRD 4297 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M•• S••••••••• L•• CRD 44254 | New York, NY | no RAUM | $0 | n/a | 173 | Not computed | 30 | 0 |
| I•••••••• L•• CRD 7897 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| P•••••• F••• E••••••••• I••• CRD 10985 | Centereach, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 1 | 0 |
| D••••••• B••• S••••••••• I••• CRD 2525 | New York, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 3 | 0 |
| B• R••• A••••••• L••••• CRD 288053 | New York, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 14 | 0 |
| F•••••••• L•• CRD 325157 | New York, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 0 | 0 |
| S••••••• M••••• T•••• A•••• M••••••••• A•••••••• I••• CRD 340411 | New York, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 0 | 0 |
| R••• A••••••• L•• CRD 342371 | New York, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 0 | 0 |
| V•••• C•••••• P••••••• L• CRD 342699 | New York, NY | no RAUM | Not disclosed | n/a | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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