DFX Intelligence
Venture Capital Intelligence
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Firms / N•• I•• C•••••• M••••••••• L••
N•• I•• C•••••• M••••••••• L••
Private equity with venture activity · probableNew York, NYn•••••••••.comSEC registered investment adviser
We Would Love to Have You Visit Soon!
registered adviser; venture funds are 0% of 1 private funds
Importance
8
low
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
98
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 250 PARK AVENUE, FL 7, New York, NY, 10177adviserinfo.sec.gov
- Business phone
- 646-389-9813adviserinfo.sec.gov
- Website
- n•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Sep 27, 2024
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $51.5Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $989Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 10
- business phone
- 646-389-9813adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
2 current, 3 departed
R•••••• Y••
PartnerChief Investment Officer, Member · since Feb 1, 2015
S••••• L•• G•••••••••
Platform and operationsCco · since Jul 1, 2023
3 departed (kept with end dates)
- R•••••• Y•• · Cio Cco And Managing Member · Feb 1, 2015 to Nov 6, 2023 Inference
- L•••• N•• N•••• · Chief Compliance Officer · Jul 1, 2021 to Nov 12, 2021 Inference
- Z••••• N•• Z••• · Chief Compliance Officer · Oct 1, 2021 to Mar 29, 2023 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
8 dated events
- Nov 6, 2023R•••••• Y•• (Cio Cco And Managing Member) no longer on Schedule A of N•• I•• C•••••• M••••••••• L••
- Jul 1, 2023S••••• L•• G••••••••• joined Schedule A of N•• I•• C•••••• M••••••••• L•• as Cco
- Mar 29, 2023Z••••• N•• Z••• (Chief Compliance Officer) no longer on Schedule A of N•• I•• C•••••• M••••••••• L••
- Nov 12, 2021L•••• N•• N•••• (Chief Compliance Officer) no longer on Schedule A of N•• I•• C•••••• M••••••••• L••
- Oct 1, 2021Z••••• N•• Z••• joined Schedule A of N•• I•• C•••••• M••••••••• L•• as Chief Compliance Officer
- Jul 1, 2021L•••• N•• N•••• joined Schedule A of N•• I•• C•••••• M••••••••• L•• as Chief Compliance Officer
- Nov 16, 2016N•• I•• C•••••• M••••••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 1, 2015R•••••• Y•• joined Schedule A of N•• I•• C•••••• M••••••••• L•• as Chief Investment Officer, Member
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 1 private funds
Evidence
34 observations from 2 sources