DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / E•••••• C••••••• L••
E•••••• C••••••• L••
Private equity with venture activity · probableOak Brook, ILe•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 4 private funds
Importance
23
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
98
high
Research priority
6
low
Identity and regulatory footprint
- Headquarters
- Oak Brook, ILadviserinfo.sec.gov
- Office address
- 1415 WEST 22ND STREET, TOWER FLOOR, Oak Brook, IL, 60523adviserinfo.sec.gov
- Business phone
- 312-806-9934adviserinfo.sec.gov
- Website
- e•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Dec 1, 2021
- Private funds reported
- 4 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $271Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $271Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 13
- Owners on Schedule A
- R••••••• F•••••• G••••• L•• (Member Holding Common Units), B; S•••• I••••••••• F••• I•• L•• (Member Holding Common Units), A; S•••• I••••••••• I••••••••• L••• (Member Holding Units), D
- business phone
- 312-806-9934adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| E•••••• C•••••• F••• I••••••••• V••••••• L••• | Feeder or parallel · ADV: Other Private Fund | 2018 adv first reported | Harvest | $87.5M Dec 1, 2021 | 5 | unknown | unknown |
| E•••••• C•••••• F••• I••••••••• V••••••• L••• | Feeder or parallel · ADV: Other Private Fund | 2016 form d first sale | Harvest | $47.0M Dec 1, 2021 | 3 | $35.0M of $35.0M | Jul 21, 2016 |
| E•••••• C•••••• F••• I• L••• | Fund · ADV: Other Private Fund | 2014 form d first sale | Harvest | $131M Dec 1, 2021 | 87 | $175M | May 3, 2018 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
12 current, 4 departed
J•••••• S•••• H•••••
Founder or executiveChief Executive Officer · since Nov 1, 2021
J•••• P••••
PartnerMember · since Mar 1, 2008
S•••••• G••••
PartnerMember Of Operating Committee · since Jul 1, 2021
W•••••• A••• S••••••
PartnerMember Holding Series A Preferred Units · since Sep 1, 2013
C••••••••• M••• G•••••
Platform and operationsChief Compliance Officer · since Nov 1, 2018
D••••• R••••• H••••••••
Platform and operationsChief Operating Officer / Member Of Operating Committee · since Mar 1, 2020
J•••• P• H•••••••••
Platform and operationsGroup Chief Financial Officer · since Sep 1, 2013
R••••••• P••••••
Platform and operationsGeneral Counsel · since Jul 1, 2018
J•••• D••• D•••••
PrincipalDirector (Independent) · since Sep 1, 2021
R••••••• T••• A•••••••
PrincipalDirector/Member Holding Common Units · since Jun 1, 2009
R•••••• P••••••
PrincipalDirector · since Jun 1, 2009
T•••• M•••••• K••••••
PrincipalDirector (Independent) · since Sep 1, 2021
4 departed (kept with end dates)
- A••• J•• B•••• · Trustee · Jan 1, 2003 to Mar 30, 2018 Inference
- B•••• S•••••• · Managing Director / Member Of Operating Committee · Mar 1, 2020 to Dec 1, 2021 Inference
- J••• A•••••• M•••••• · Member Holding Common Units · Sep 1, 2013 to Mar 30, 2018 Inference
- A••••• D• H••• · Chief Credit Officer · Sep 1, 2013 to Aug 25, 2020 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
18 dated events
- Dec 1, 2021B•••• S•••••• (Managing Director / Member Of Operating Committee) no longer on Schedule A of E•••••• C••••••• L••
- Nov 1, 2021J•••••• S•••• H••••• joined Schedule A of E•••••• C••••••• L•• as Chief Executive Officer
- Sep 1, 2021T•••• M•••••• K•••••• joined Schedule A of E•••••• C••••••• L•• as Director (Independent)
- Sep 1, 2021J•••• D••• D••••• joined Schedule A of E•••••• C••••••• L•• as Director (Independent)
- Jul 1, 2021S•••••• G•••• joined Schedule A of E•••••• C••••••• L•• as Member Of Operating Committee
- Aug 25, 2020A••••• D• H••• (Chief Credit Officer) no longer on Schedule A of E•••••• C••••••• L••
- Mar 1, 2020B•••• S•••••• joined Schedule A of E•••••• C••••••• L•• as Member Of Operating Committee
- Mar 1, 2020D••••• R••••• H•••••••• joined Schedule A of E•••••• C••••••• L•• as Acting Chief Operating Officer / Member Of Operating Committee
- Nov 1, 2018C••••••••• M••• G••••• joined Schedule A of E•••••• C••••••• L•• as Chief Compliance Officer
- Mar 30, 2018A••• J•• B•••• (Trustee) no longer on Schedule A of E•••••• C••••••• L••
- Mar 30, 2018E•••••• C•••••• F••• I••••••••• V••••••• L••• first reported on Form ADV by E•••••• C••••••• L•• (Other Private Fund), GAV $55,900,000Fund first reported on Form ADVFundsFactE•••••• C•••••• F••• I••••••••• V••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2018E•••••• C•••••• F••• I••••••••• V••••••• L••• first reported on Form ADV by E•••••• C••••••• L•• (Other Private Fund), GAV $75,000,000Fund first reported on Form ADVFundsFactE•••••• C•••••• F••• I••••••••• V••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2018J••• A•••••• M•••••• (Member Holding Common Units) no longer on Schedule A of E•••••• C••••••• L••
- Nov 17, 2014E•••••• C•••••• F••• I• L••• first reported on Form ADV by E•••••• C••••••• L•• (Private Equity Fund), GAV $48,410,000Fund first reported on Form ADVFundsFactE•••••• C•••••• F••• I• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 17, 2014E•••••• C••••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 1, 2013J•••• P• H••••••••• joined Schedule A of E•••••• C••••••• L•• as Group Chief Financial Officer And Chief Compliance Officer
- Sep 1, 2013A••••• D• H••• joined Schedule A of E•••••• C••••••• L•• as Chief Credit Officer
- Sep 1, 2013R••••••• P•••••• joined Schedule A of E•••••• C••••••• L•• as General Counsel
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 4 private funds
Evidence
30 observations from 2 sources