DFX Intelligence
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Firms / H•••••• P•••• C••••••
H•••••• P•••• C••••••
Private equity with venture activity · probableDarien, CTh•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 5 private funds
Importance
17
moderate
Active deployment
0
low
Emerging
0
low
Completeness
56
elevated
Freshness
97
high
Research priority
4
low
Identity and regulatory footprint
- Headquarters
- Darien, CTa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- h•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 28, 2024
- Private funds reported
- 5 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $194Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $215Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 4
- Owners on Schedule A
- H•• G• L•• (General Partner), NA
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- healthcare
- Stages
- not stated or not yet read
- Geography
- boston
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| H••••• I••••••••• L•• | Fund · ADV: Private Equity Fund | 2018 form d first sale | Harvest | $53.3M Mar 28, 2024 | 28 | $25.6M of $25.6M | Nov 29, 2018 |
| O•• I••••••••• L•• | Fund · ADV: Private Equity Fund | 2015 form d first sale | Harvest | $525M Aug 26, 2020 | 5 | $31.0M of $31.0M | Mar 12, 2015 |
| H•••••• I••••••••• L•• | Fund · ADV: Private Equity Fund | 2015 form d first sale | Harvest | $33.8M Mar 28, 2024 | 25 | $7.0M of $7.0M | Jul 11, 2016 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
6 current, 0 departed
B•• J•••••
General partnerCo-Founder and Partner
B••• B•••••••
General partnerCo-Founder and Partner
B••• D•••••• B•••••••
Managing partnerManaging Member · since Oct 1, 2014
R••••• J•••••
Managing partnerManaging Member · since Oct 1, 2014
B•• S••••••
Operating partnerOperating Partner
R••• H••••
Vice presidentSenior Associate
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
4 dated events
- Mar 27, 2019••• LockedFund first reported on Form ADVFundsFactH••••• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2017••• LockedFund first reported on Form ADVFundsFactH•••••• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 1, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 1, 2015••• LockedFund first reported on Form ADVFundsFactO•• I••••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 5 private funds
Evidence
35 observations from 2 sources