DFX Intelligence
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Firms / P•••••• C•••••• L••
P•••••• C•••••• L••
Private equity with venture activity · probableScottsdale, AZp•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 0% of 6 private funds
Importance
16
moderate
Active deployment
0
low
Emerging
0
low
Completeness
63
high
Freshness
98
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- Scottsdale, AZadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- p•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Aug 1, 2024
- Private funds reported
- 6 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $163Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $163Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 10
- Owners on Schedule A
- B•••••• P••••••••• L•• (Member), B; A•••••••• C•••••• V•••••••• L•• (Manager/Member), E
- business phone
- 844-772-8284adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- enterprise software, climate
- Stages
- not stated or not yet read
- Geography
- global
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| P•••••• I••••••••• M••••• F••• V• L• | Feeder or parallel · ADV: Private Equity Fund | 2020 form d first sale | Mature | $0 Aug 1, 2024 | 39 | $10.5M of $200M | Dec 13, 2023 |
| P•••••• I••••••••• F••• I• L• | Fund · ADV: Private Equity Fund | 2019 form d first sale | Mature | $96.2M Aug 1, 2024 | 185 | $97.2M of $100M | Apr 14, 2021 |
| P•••••• I••••••••• F••• I•• L•• | Fund · ADV: Private Equity Fund | 2016 form d first sale | Harvest | $600,000 Aug 1, 2024 | 31 | $5.6M of $10.0M | Jun 23, 2017 |
| P•••••• S•• I•• L•• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2020 adv first reported | Wound down | $45.2M Mar 30, 2022 | 1 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 0 departed
A•••••••• K•••• C•••••
Founder or executiveChief Executive Officer · since Dec 1, 2013
R•• B••••••
Managing partnerManaging Member · since Aug 1, 2001
G•••••• R••• D••••••
Platform and operationsChief Compliance Officer · since Jun 1, 2024
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
7 dated events
- Jun 1, 2024G•••••• R••• D•••••• joined Schedule A of P•••••• C•••••• L•• as Chief Compliance Officer
- Mar 29, 2023P•••••• S•• I•• L•• no longer reported on Form ADV by P•••••• C•••••• L••Fund no longer reportedFundsInferenceP•••••• S•• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2021P•••••• I••••••••• M••••• F••• V• L• first reported on Form ADV by P•••••• C•••••• L•• (Private Equity Fund), GAV $8,470,266Fund first reported on Form ADVFundsFactP•••••• I••••••••• M••••• F••• V• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 21, 2020P•••••• I••••••••• F••• I• L• first reported on Form ADV by P•••••• C•••••• L•• (Private Equity Fund), GAV $43,800,000Fund first reported on Form ADVFundsFactP•••••• I••••••••• F••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 21, 2020P•••••• S•• I•• L•• first reported on Form ADV by P•••••• C•••••• L•• (Private Equity Fund), GAV $30,000,000Fund first reported on Form ADVFundsFactP•••••• S•• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 5, 2019P•••••• I••••••••• F••• I•• L•• first reported on Form ADV by P•••••• C•••••• L•• (Private Equity Fund), GAV $3,500,000Fund first reported on Form ADVFundsFactP•••••• I••••••••• F••• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 5, 2019P•••••• C•••••• L•• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 6 private funds
Evidence
34 observations from 2 sources