DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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Firms / R•••••••• A•••••••• L•
R•••••••• A•••••••• L•
Private equity with venture activity · probableNew York, NYr•••••••••.comSEC registered investment adviser
RichBrook Advisors, LLC (“RichBrook”) is a New York-based asset management firm specializing in consumer lending assets including mortgage, student and unsecured consumer loans and securitizations.
registered adviser; venture funds are 0% of 4 private funds
Importance
21
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
98
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 540 MADISON AVENUE, 26TH FLOOR, New York, NY, 10022adviserinfo.sec.gov
- Business phone
- 646-833-1020adviserinfo.sec.gov
- Website
- r•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 14, 2024
- Private funds reported
- 4 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $598Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $815Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 7
- Owners on Schedule A
- R•••••••• A••••••• G•• L•• (General Partner), NA
- business email
- investorrelations@richbrookadv.comrichbrookadv.compublished by the subject
- business phone
- 646-833-1020adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- fintech, consumer
- Stages
- not stated or not yet read
- Geography
- new york, united states
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
5 current, 0 departed
A••• D•••
AnalystSenior Analyst
A••••• B•••
Managing partnerManaging Member · since Jun 1, 2020
V••• K•••••••••
Managing partnerManaging Member · since Jun 1, 2020
E••••• G•••••• R••••••
Platform and operationsPartner; Chief Business Officer; Chief Compliance Officer · since Jan 1, 2022
S•••• E•••••••• S•••••••
Platform and operationsChief Operating Officer · since Mar 1, 2020
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
2 dated events
- Jan 1, 2022E••••• G•••••• R•••••• joined Schedule A of R•••••••• A•••••••• L• as Partner And Chief Business Officer
- Oct 13, 2021R•••••••• A•••••••• L• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 4 private funds
Evidence
34 observations from 2 sources