DFX Intelligence
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Firms / C••• C•••••• P•••••••
C••• C•••••• P•••••••
registered adviser; venture funds are 36% of 8 private funds
Importance
22
moderate
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
98
high
Research priority
6
low
Identity and regulatory footprint
- Headquarters
- unknown
- Office address
- unknown
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- c•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 27, 2026
- Private funds reported
- 8 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $1.3Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.3Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 4
- business phone
- (202) 589-0090adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported, 3 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| C••• C•••••• P••••••• T• S••• L••• | SPV or co-invest vehicle · ADV: Other Private Fund | 2017 form d first sale | Harvest | $45.9M Sep 6, 2024 | 5 | $15.4M of $15.4M | Jan 8, 2018 |
| C••• C•••••• P••••••• I•••• L••• | Fund · ADV: Private Equity Fund | 2013 adv first reported | Harvest | $95.0M Sep 6, 2024 | 29 | unknown | unknown |
| C••• C•••••• P••••••• I••• L••• | Fund | 2010 form d first sale | Harvest | $23.1M Sep 6, 2024 | 25 | $23.9M of $125M | Dec 13, 2011 |
| C••• C•••••• P••••••• I•• L••• | Fund | unknown | Wound down | $101M Mar 30, 2012 | 80 | unknown | unknown |
| C••• C•••••• P••••••• F••• I•• L••• | Fund | unknown | Wound down | $42.4M Jan 4, 2022 | 4 | unknown | unknown |
| C••• C•••••• P•••••••• L••• | Fund | unknown | Wound down | $1.6M Jun 21, 2019 | 92 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
3 current, 3 departed
R••••••• S••••• K••••••
Platform and operationsChief Financial Officer | Chief Compliance Officer · since Jul 1, 2008
M••• J•••••• L•••••
PrincipalSecretary, Director · since Jun 1, 2004
W•••••• F••• D•••••
PrincipalPresident, Director · since Jun 1, 2004
3 departed (kept with end dates)
- T••••• E•••• W•••••• · Managing Member, C••• Equity Partners Iii, Llc · Dec 1, 2010 to Mar 28, 2014 Inference
- P••••• N•• L••• · Member, C••• Equity Partners Iii, Llc · Dec 1, 2010 to Jun 21, 2019 Inference
- E•••••• L••••• W••••• · Chief Compliance Officer · Mar 1, 2021 to Nov 3, 2022 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
1 disclosed
Timeline
14 dated events
- Nov 3, 2022E•••••• L••••• W••••• (Chief Compliance Officer) no longer on Schedule A of C••• C•••••• P•••••••
- Mar 31, 2022C••• C•••••• P••••••• F••• I•• L••• no longer reported on Form ADV by C••• C•••••• P•••••••Fund no longer reportedFundsInferenceC••• C•••••• P••••••• F••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 1, 2021E•••••• L••••• W••••• joined Schedule A of C••• C•••••• P••••••• as Chief Compliance Officer
- Mar 30, 2020C••• C•••••• P•••••••• L••• no longer reported on Form ADV by C••• C•••••• P•••••••Fund no longer reportedFundsInferenceC••• C•••••• P•••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 21, 2019P••••• N•• L••• (Member, C••• Equity Partners Iii, Llc) no longer on Schedule A of C••• C•••••• P•••••••
- Mar 29, 2018C••• C•••••• P••••••• T• S••• L••• first reported on Form ADV by C••• C•••••• P••••••• (Venture Capital Fund), GAV $18,773,804Fund first reported on Form ADVFundsFactC••• C•••••• P••••••• T• S••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2014T••••• E•••• W•••••• (Managing Member, C••• Equity Partners Iii, Llc) no longer on Schedule A of C••• C•••••• P•••••••
- Feb 1, 2013C••• C•••••• P••••••• I•• L••• no longer reported on Form ADV by C••• C•••••• P•••••••Fund no longer reportedFundsInferenceC••• C•••••• P••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 1, 2013C••• C•••••• P••••••• I•••• L••• first reported on Form ADV by C••• C•••••• P••••••• (Venture Capital Fund), GAV $100,580,576Fund first reported on Form ADVFundsFactC••• C•••••• P••••••• I•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012C••• C•••••• P•••••••• L••• first reported on Form ADV by C••• C•••••• P••••••• (Venture Capital Fund), GAV $16,331,422Fund first reported on Form ADVFundsFactC••• C•••••• P•••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012C••• C•••••• P••••••• I••• L••• first reported on Form ADV by C••• C•••••• P••••••• (Venture Capital Fund), GAV $23,261,878Fund first reported on Form ADVFundsFactC••• C•••••• P••••••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012C••• C•••••• P••••••• F••• I•• L••• first reported on Form ADV by C••• C•••••• P••••••• (Venture Capital Fund), GAV $26,365,555Fund first reported on Form ADVFundsFactC••• C•••••• P••••••• F••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012C••• C•••••• P••••••• I•• L••• first reported on Form ADV by C••• C•••••• P••••••• (Venture Capital Fund), GAV $100,580,576Fund first reported on Form ADVFundsFactC••• C•••••• P••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012C••• C•••••• P••••••• first filed Form ADV (ERA, venture capital fund adviser exemption)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 36% of 8 private funds
Evidence
53 observations from 3 sources