DFX Intelligence
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Firms / C••••••• G••••• L••
C••••••• G••••• L••
Private equity with venture activity · probableSalt Lake City, UTc•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 7% of 60 private funds
Importance
19
moderate
Active deployment
0
low
Emerging
0
low
Completeness
69
high
Freshness
97
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- Salt Lake City, UTa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- c•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 13, 2026
- Private funds reported
- 60 (6 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $3.5Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $9.8Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 71
- Owners on Schedule A
- R••••• Q•••••• a•• H••• E••••• F••••• T•••• (Trust/Member/Owner), C; K•••• E••••• B•••••• G•• T•••• (Member), A
- business phone
- 801-521-3100adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
- Sectors
- energy
- Stages
- growth
- Geography
- global, new york
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation
seed 100%
Stage at first entry
seed 100%
Sectors
unknown 100%
lead rate 0%follow-on rate 0%new logos, 12 months 0
Funds and vehicles
4 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| C••••••• I••••••••• P•••••••• L•• • 2••• F• G••••• | Fund | 2022 name year | Active deployment | $65.0M Dec 20, 2024 | 64 | $65.0M | Jul 25, 2022 |
| C••••••• I••••••••• P•••••••• L•• • 2••• V•••••• | Fund | 2021 name year | Mature | $46.7M Dec 20, 2024 | 9 | unknown | unknown |
| C••••••• I••••••••• P•••••••• L•• • 2••• V•••••• | Fund | 2020 name year | Mature | $36.7M Dec 20, 2024 | 11 | unknown | unknown |
| C••••••• F••••• S•••••• L•• | Fund | 2017 adv first reported | Harvest | $16.1M Dec 20, 2024 | 7 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
7 current, 18 departed
C••••• H••• E•••••
Board or advisoryTrustee · since Apr 1, 2016
D•••• B••••••
Board or advisoryTrustee · since Mar 1, 2024
R••••• K•••• Q••••••
Founder or executiveChairman · since Jan 1, 2022
L••• E•••• E•••••
PartnerMember/Owner · since Jan 1, 2015
S•••••• P••••••• E•••••
PartnerManaging Director/Member/Owner · since Jan 1, 2015
E•••• M•••• T••••
Platform and operationsChief Compliance Officer · since Jan 1, 2021
R•••••• G•••• L••
Platform and operationsChief Financial Officer · since Feb 1, 2020
18 departed (kept with end dates)
- D•••• R••• H••••• · Managing Director/Head Of Investor Relations · Mar 1, 2018 to Nov 2, 2023 Inference
- A••••• R••••• B••••••••• · Managing Director · Jul 1, 2017 to Nov 2, 2023 Inference
- C• H• E••••• · Owner · Jan 1, 2015 to Dec 10, 2015 Inference
- C••••• H••• E••••• · Member · Jan 1, 2015 to Mar 31, 2016 Inference
- H•••••• E• S•••••• · Managing Director · Jan 1, 2015 to Dec 10, 2015 Inference
- H•••••• E••••• S•••••• · Managing Director · Jan 1, 2015 to Aug 1, 2016 Inference
- H•••••• E••••• S•••••• · Managing Director/Member · Jan 1, 2015 to Nov 2, 2023 Inference
- K•••••••• a• E••••• · Owner · Jan 1, 2015 to Dec 10, 2015 Inference
- K•••••••• A•• E••••• · Member/Owner · Jan 1, 2015 to Mar 30, 2024 Inference
- K•••••••• A••• E••••• · Member · Jan 1, 2015 to Mar 31, 2016 Inference
- L••• E• E••••• · Owner · Jan 1, 2015 to Dec 10, 2015 Inference
- L••• E•••• E••••• · Member · Jan 1, 2015 to Mar 31, 2016 Inference
- R••••• K•••• Q•••••• · Managing Director · Jan 1, 2015 to Oct 13, 2017 Inference
- R••••• K•••• Q•••••• · Managing Director/Member · Jun 1, 2011 to Aug 1, 2016 Inference
- R•••••• K•••• T••••• · Managing Director/Member · May 1, 2016 to Nov 2, 2023 Inference
- S•••••• P• E••••• · Managing Director/Owner · Jan 1, 2015 to Dec 10, 2015 Inference
- S•••••• P••••••• E••••• · Managing Director/Member · Jan 1, 2015 to Mar 31, 2016 Inference
- S••••• M••••• D••••• · Chief Compliance Officer · Jan 1, 2016 to Feb 1, 2021 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
40 dated events
- Mar 30, 2024••• Locked
- Mar 1, 2024••• Locked
- Nov 2, 2023••• Locked
- Nov 2, 2023••• Locked
- Nov 2, 2023••• Locked
- Nov 2, 2023••• Locked
- Oct 28, 2022••• LockedFund first reported on Form ADVFundsFactC••••••• I••••••••• P•••••••• L•• • 2••• F• G•••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2022••• LockedFund first reported on Form ADVFundsFactC••••••• I••••••••• P•••••••• L•• • 2••• V••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 1, 2022••• Locked
- Feb 1, 2021••• Locked
- Feb 1, 2021••• Locked
- Mar 31, 2020••• LockedFund first reported on Form ADVFundsFactC••••••• I••••••••• P•••••••• L•• • 2••• V••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 1, 2020••• Locked
- Mar 1, 2018••• Locked
- Oct 13, 2017••• Locked
- Jul 1, 2017••• Locked
- Mar 31, 2017••• LockedFund first reported on Form ADVFundsFactC••••••• F••••• S•••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Aug 1, 2016••• Locked
- May 1, 2016••• Locked
- Mar 31, 2016••• Locked
- Mar 31, 2016••• Locked
- Mar 31, 2016••• Locked
- Mar 31, 2016••• Locked
- Jan 1, 2016••• Locked
- Dec 10, 2015••• Locked
- Dec 10, 2015••• Locked
- Dec 10, 2015••• Locked
- Dec 10, 2015••• Locked
- Dec 10, 2015••• Locked
- Dec 7, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
- Jan 1, 2015••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 7% of 60 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 7% of 45 private funds
Evidence
78 observations from 3 sources