DFX Intelligence
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Firms / M•• P•••••••
M•• P•••••••
Private equity with venture activity · probableCleveland, OHm•••••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 10 private funds
Importance
44
elevated
Active deployment
0
low
Emerging
0
low
Completeness
63
high
Freshness
97
high
Research priority
9
low
Identity and regulatory footprint
- Headquarters
- Cleveland, OHa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- m•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 12, 2024
- Private funds reported
- 10 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $1.5Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.5Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 24
- business phone
- 216-416-7500adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
21 observed deals
Stated (the firm’s website)
- Sectors
- climate, industrial
- Stages
- not stated or not yet read
- Geography
- boston, usa
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
5 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| M•• P••••••• I• T•• L• | Fund · ADV: Private Equity Fund | 2017 form d first sale | Harvest | $60.0M Jul 12, 2024 | 5 | $55.0M of $250M | Mar 29, 2017 |
| M•• P••••••• I•• L• | Fund · ADV: Private Equity Fund | 2016 form d first sale | Harvest | $210M Jul 12, 2024 | 37 | $212M of $225M | Oct 12, 2016 |
| M•• P••••••• I• •••• L• | Fund · ADV: Private Equity Fund | 2016 form d first sale | Harvest | $4.6M Jul 12, 2024 | 6 | $4.2M of $225M | Oct 12, 2016 |
| M•• P••••••• P• L• | Fund · ADV: Private Equity Fund | 2013 form d first sale | Harvest | $3.3M Jul 12, 2024 | 19 | $54.5M of $100M | Jun 12, 2013 |
| M•• P•••••••• L• | Fund · ADV: Private Equity Fund | unknown | Unknown | $12.8M Jul 12, 2024 | 18 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
28 current, 11 departed
A••••• L••••
AssociateAssociate
K•••• O••••
AssociateAssociate
N••••••• M•••••••••
AssociateAssociate
P•• A•••••
AssociateAssociate
C••• S••••••
OtherExecutive Council
V•••• C•••••••
OtherPortfolio
W••••••••• B•••••
OtherPrior Portfolio
C••••••••• E••••••
PartnerPartner
C••••••••• P•••••• E••••••
PartnerM••••• O• M•• M•• C• L•• · since Mar 1, 2024
G••••• M•••••• S•••••
PartnerM••••• O• M•• M••• C•• L•• · since Jan 1, 2021
J•• M••••••
PartnerPartner
J••••• M••••• J••• M••••••
PartnerM••••• O• M•• M••• C•• L•• · since Mar 1, 2014
J••••• L•••••
PartnerPartner
K•••• L•• T•••••
PartnerM••••• O• M•• M••• C•• L•• · since Mar 1, 2014
K•••• T•••••
PartnerPartner
M••• Y•••
PartnerPartner
M•••••• R••••• Y•••
PartnerM••••• O• M•• M••• C•• L•• · since Jan 1, 2021
P•••• G•••• T•••
PartnerM••••• O• M•• M••• C•• L•• · since Mar 1, 2014
P•••• T•••
PartnerPartner
B••• N••••••
Platform and operationsDirector of Operations
C•••••• C••••
Platform and operationsOperations Manager
C•••••••• S•••••••••
Platform and operationsPartner, Chief Financial Officer & Cco · since Jul 1, 2021
C•••••••• S•••••••••
Platform and operationsPartner, CFO & CCO
J•••• K•••
Platform and operationsController
B•••••• N•••••
PrincipalPrincipal
N••• S••••••
PrincipalPrincipal
L•••• S••••••
Vice presidentVice President
P••• E••••
Vice presidentVice President
11 departed (kept with end dates)
- J••• D••••• L•••• · Trustee Of J••• D. L•••• Revocable Trust · Jun 1, 2012 to Mar 30, 2016 Inference
- K••••••• W•••••• · Trustee Of W•••••• Family Trust · Aug 1, 2005 to Mar 31, 2016 Inference
- S•••• D••• W•••••• · Trustee Of W•••••• Family Trust · Aug 1, 2005 to Mar 30, 2016 Inference
- B•••••• L••• N•••••• · M••••• O• M•• G•• L•• · May 1, 2013 to Mar 30, 2016 Inference
- C•••••• P••••• R••••••• · M••••• O• M•• G•• L•• · Nov 1, 2014 to Mar 30, 2016 Inference
- E••• M•••••• Z••••••• · M••••• O• M•• G•• L•• · May 1, 2013 to Mar 30, 2016 Inference
- G••• J••••• M••••••••• · G•••••• P•••••• O• M••••••••• F••••• P••••••••• I•• L• · Oct 1, 1998 to Mar 30, 2016 Inference
- G••• E•••••••• M••••••••• · G•••••• P•••••• O• M••••••••• F••••• P••••••••• I•• L• · Oct 1, 1998 to Mar 30, 2016 Inference
- M•••••• R••••• Y••• · M••••• O• M•• G•• L•• · May 1, 2013 to Mar 30, 2016 Inference
- T••• W••••••• M••••••••• · G•••••• P•••••• O• M••••••••• F••••• P••••••••• I•• L• · Oct 1, 1998 to Mar 30, 2016 Inference
- T••••• J••• B••••••• · Chief Financial Officer & Cco · Oct 1, 2015 to Aug 4, 2021 Inference
Investments on record
21 edges, 21 companies, 0 partner-attributed
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
21 dated events
- Sep 1, 2022••• Locked
- Aug 4, 2021••• Locked
- Jul 1, 2021••• Locked
- Jan 1, 2021••• Locked
- Jan 1, 2021••• Locked
- Mar 30, 2017••• LockedFund first reported on Form ADVFundsFactM•• P••••••• I• •••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2017••• LockedFund first reported on Form ADVFundsFactM•• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2017••• LockedFund first reported on Form ADVFundsFactM•• P••••••• I• T•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Mar 30, 2016••• Locked
- Dec 4, 2015••• LockedFund first reported on Form ADVFundsFactM•• P••••••• P• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 4, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 4, 2015••• LockedFund first reported on Form ADVFundsFactM•• P•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 10 private funds
Evidence
41 observations from 2 sources