DFX Intelligence
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Firms / T•••• P•••••• C•••••• L•
T•••• P•••••• C•••••• L•
Private equity with venture activity · probableNew York, NYt••••••.comSEC registered investment adviser
registered adviser; venture funds are 0% of 2 private funds
Importance
23
moderate
Active deployment
0
low
Emerging
0
low
Completeness
31
moderate
Freshness
100
high
Research priority
8
low
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- t••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Nov 12, 2024
- Private funds reported
- 2 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $1.5Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.5Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 16
- Owners on Schedule A
- T•••• P•••••• C•••••• H••••••• L•• (General Partner), NA; R•• Y• 2••• F••••• I••••••••• T•••• (Interest Holder), B; Y••• Z••• 2••• F••••• I••••••••• T•••• (Interest Holder), B
- business email
- ••• Lockedt••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- consumer
- Stages
- not stated or not yet read
- Geography
- new york, usa
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
4 current, 4 departed
M•••••• H•••• M••••••••
Board or advisoryTrustee · since Oct 1, 2021
R•• Y•
Board or advisoryTrustee · since Oct 1, 2021
Y••• •••••• Z•••
Board or advisoryTrustee · since Sep 1, 2021
B•••• R••••••
Platform and operationsChief Compliance Officer/Chief Financial Officer · since Aug 1, 2017
4 departed (kept with end dates)
- H•••• •••••• H•••• · Managing Partner · Sep 1, 2012 to Jan 19, 2021 Inference
- J•••• •••••• T••••••• · Interest Holder · Jun 1, 2019 to Mar 31, 2022 Inference
- J•••• M••• B•••• · Chief Compliance Officer & Chief Financial Officer · Nov 1, 2012 to Jul 23, 2014 Inference
- W•••••• •••••• Y•• · Chief Compliance Officer/Chief Financial Officer · Jul 1, 2014 to Aug 1, 2017 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Mar 31, 2022••• Locked
- Oct 1, 2021••• Locked
- Sep 1, 2021••• Locked
- Jan 19, 2021••• Locked
- Aug 1, 2017••• Locked
- Aug 1, 2017••• Locked
- Jul 23, 2014••• Locked
- Jul 1, 2014••• Locked
- Feb 28, 2013••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 2 private funds
Evidence
66 observations from 2 sources