DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Firms / Fundamental Global Investors, LLC
Fundamental Global Investors, LLC
Private equity with venture activity · probableMooresville, NCfundamentalglobal.comSEC registered investment adviser
Fundamental Global partners with visionary founders to invest in, build, and scale groundbreaking companies from inception to public listings on the Nasdaq and NYSE
registered adviser; venture funds are 7% of 13 private funds
Importance
15
moderate
Active deployment
0
low
Emerging
0
low
Completeness
69
high
Freshness
100
high
Research priority
2
low
Identity and regulatory footprint
- Headquarters
- Mooresville, NCadviserinfo.sec.gov
- Office address
- 136 CORPORATE PARK DRIVE, SUITE G, Mooresville, NC, 28117adviserinfo.sec.gov
- Business phone
- 888-838-6326adviserinfo.sec.gov
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 31, 2021
- Private funds reported
- 13 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $127Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $128Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 6
- business phone
- 888-838-6326adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- fintech, consumer, energy, crypto
- Stages
- series a
- Geography
- global, southeast
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| Fundamental Global Venture Partners, LP | Fund | 2019 adv first reported | Wound down | $4.8M Sep 25, 2020 | 1 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 0 departed
Daniel Kyle Cerminara
PartnerManager And Member · since Jun 1, 2012
Joseph Hugh Moglia
PartnerMember · since Jun 1, 2012
Lewis Johnson
PartnerManager And Member · since Jun 1, 2012
Jeffrey Lance Sutton
Platform and operationsChief Operating Officer And Chief Compliance Officer · since Oct 1, 2015
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
4 dated events
- Mar 31, 2021Fundamental Global Venture Partners, LP no longer reported on Form ADV by Fundamental Global Investors, LLCFund no longer reportedFundsInferenceFundamental Global Venture Partners, LPSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 2, 2019Fundamental Global Venture Partners, LP first reported on Form ADV by Fundamental Global Investors, LLC (Venture Capital Fund), GAV $4,785,075Fund first reported on Form ADVFundsFactFundamental Global Venture Partners, LPSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 1, 2015Jeffrey Lance Sutton joined Schedule A of Fundamental Global Investors, LLC as Chief Operating Officer And Chief Compliance Officer
- Jul 25, 2012Fundamental Global Investors, LLC first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 7% of 13 private funds
Evidence
55 observations from 2 sources