DFX Intelligence
Venture Capital Intelligence
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Firms / P••••• G•••• M•••••••• L••
P••••• G•••• M•••••••• L••
corporate parent: Ladenburg Thalman Financial Services Inc.
Importance
20
moderate
Active deployment
0
low
Emerging
0
low
Completeness
56
elevated
Freshness
98
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 165 BROADWAY, SUITE 2301, New York, NY, 10006adviserinfo.sec.gov
- Business phone
- 646-7593600adviserinfo.sec.gov
- Website
- p•••••.com
- SEC adviser type
- exempt reporting adviseradviserinfo.sec.gov
- SEC exemption claimed
- venture capital fund adviseradviserinfo.sec.govItem 2.B(1): advises solely venture capital funds
- Latest Form ADV
- Mar 16, 2024
- Private funds reported
- 5 (5 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $7.2Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Owners on Schedule A
- A••••• S• W••••• E••••• (Managing Member, P••••• Spv Gp, Llc), C; L•••••••• T•••••• F•••••••• S••••••• I••• (Shareholder), E; P•••••• T••••• I••• (T••••••), F; 3•• S••• G• (Economic Assignee, P••••• Group Investors Iii Llc), NA; F••••••• I••••••••• M••••••••• L•• (Economic Assignee, P••••• Group Investors Iii Llc), NA; P•••••• T•••• I•• T•••••• o• D•••• E•••••• 2••• N••••••••• N• T• (Member, P••••• Group Investors Iii Llc), NA; P••••• A••••••••• L•• (Managing Member, P••••• Group Investors Iii Llc), A; N•••••• S••••••••• G•••••• P••••••••• (Member, P••••• Group Investors Ii, Llc), NA
- business phone
- 646-7593600adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
5 reported, 17 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| P••••• I••• L••••••••• T•••• | Fund | 2013 adv first reported | Harvest | $1.8M Mar 16, 2024 | 7 | unknown | unknown |
| C•••• a• D••••• L••••••••• T•••• | Fund | 2013 adv first reported | Harvest | $375,521 Mar 16, 2024 | 43 | unknown | unknown |
| P••••••••• C••••••••• L• | SPV or co-invest vehicle | unknown | Unknown | $3.8M Mar 16, 2024 | 28 | unknown | unknown |
| P••••• G•••• P••••••• I•• L• | Fund | unknown | Unknown | $1.1M Mar 16, 2024 | 66 | unknown | unknown |
| P••••• G•••• P••••••• I••• L• | Fund | unknown | Unknown | $136,738 Mar 16, 2024 | 11 | unknown | unknown |
| P••••• G•••• P••••••• I•• S••••••••• L• | Fund | 2017 adv first reported | Wound down | $304M Apr 6, 2020 | 90 | unknown | unknown |
| P••••• G•••• P••••••• I••• S••••••••• L• | Fund | 2017 adv first reported | Wound down | $24.7M Apr 6, 2020 | 35 | unknown | unknown |
| P••••••••• C••••••••• I•• L• | SPV or co-invest vehicle | 2015 adv first reported | Wound down | $282,234 Mar 10, 2019 | 6 | unknown | unknown |
| P••••••••• C••••••••• L• | SPV or co-invest vehicle | 2013 adv first reported | Wound down | $9.4M Apr 6, 2020 | 10 | unknown | unknown |
| P••••••••• C••••••••• L• | SPV or co-invest vehicle | 2013 adv first reported | Wound down | $163,018 Mar 10, 2019 | 7 | unknown | unknown |
| P••••• G•••• P••••••• I••• L• | Fund | unknown | Wound down | $175M Mar 29, 2016 | 89 | unknown | unknown |
| P••••• G•••• P••••••• I•••• L• | Fund | unknown | Wound down | $57.5M Mar 29, 2016 | 2 | unknown | unknown |
| P••••• G•••• P••••••• I•••• L• | Fund | unknown | Wound down | $48.4M Mar 30, 2012 | 56 | unknown | unknown |
| P••••• G•••• P••••••• I•• L• | Fund | unknown | Wound down | $42.6M Mar 29, 2016 | 27 | unknown | unknown |
| P••••• G•••• P••••••• I•••• L• | Fund | unknown | Wound down | $13.0M Mar 29, 2016 | 2 | unknown | unknown |
| P••••• G•••• P••••••• I•••• L• | Fund | unknown | Wound down | $6.2M Mar 29, 2016 | 31 | unknown | unknown |
| P••••••••• C••••••••• L• | SPV or co-invest vehicle | unknown | Wound down | $4.0M Apr 6, 2020 | 6 | unknown | unknown |
| P••••••••• L• | Fund | unknown | Wound down | $2.0M Mar 10, 2019 | 5 | unknown | unknown |
| P••••• G•••• P•••••••• L• | Fund | unknown | Wound down | $596,961 Mar 27, 2018 | 99 | unknown | unknown |
| C••••••••• C••••••••• | SPV or co-invest vehicle | unknown | Wound down | $536,679 Mar 29, 2016 | 2 | unknown | unknown |
| P••••••••• C••••••••• L• | SPV or co-invest vehicle | unknown | Wound down | $21,219 Mar 24, 2017 | 32 | unknown | unknown |
| P••••••••• C••••••••• I•• L• | SPV or co-invest vehicle | unknown | Wound down | $19,410 Mar 24, 2017 | 25 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
9 current, 3 departed
S••••• E••••• B•••
General partnerG•••••• Partner · since Feb 1, 2001
D•••• A••• E••••••
Managing partnerManaging Member, P••••• Spv Gp, Llc · since Mar 1, 2012
L••• S••••••
Managing partnerManaging Member, P••••• Spv Gp, Llc · since Mar 1, 2012
S•••••• M•••••• K••••
Managing partnerManaging Member, P••••• Spv Gp, Llc · since Mar 1, 2012
T••••• P•••••• R•••••
Managing partnerManaging Member · since Feb 1, 2003
M•••••••• W•••••
OtherExecutrix · since Jun 1, 2020
D•••••• C••••••
PartnerMember, P••••• Group Investors Iii Llc · since Sep 1, 2006
J••••• R••••
PartnerMember · since Feb 1, 2013
W••••• T••••• v•• D•• W•••
PartnerMember, P••••• Group Investors Iii Llc · since Sep 1, 2006
3 departed (kept with end dates)
- A••••• S••••• W••••• · Managing Member, P••••• Spv Gp, Llc · Mar 1, 2012 to Mar 28, 2021 Inference
- J•••••• K••••• · Partner · Mar 1, 2000 to Mar 27, 2013 Inference
- T••••• R••••• A•••••••• · Member, P••••• Group Investors Llc · Nov 1, 1998 to Mar 10, 2019 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
1 disclosed
Timeline
49 dated events
- Mar 28, 2021P••••• G•••• P••••••• I•• S••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I•• S••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2021A••••• S••••• W••••• (Managing Member, P••••• Spv Gp, Llc) no longer on Schedule A of P••••• G•••• M•••••••• L••
- Mar 28, 2021P••••••••• C••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2021P••••••••• C••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 28, 2021P••••• G•••• P••••••• I••• S••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I••• S••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jun 1, 2020M•••••••• W••••• joined Schedule A of P••••• G•••• M•••••••• L•• as Executrix
- Mar 31, 2020P••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2020P••••••••• C••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2020P••••••••• C••••••••• I•• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• C••••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 10, 2019T••••• R••••• A•••••••• (Member, P••••• Group Investors Llc) no longer on Schedule A of P••••• G•••• M•••••••• L••
- Mar 10, 2019P••••• G•••• P•••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2018P••••••••• C••••••••• I•• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• C••••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2018P••••••••• C••••••••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I•••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I••• S••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $19,572,771Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I••• S••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I•• S••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $238,112,607Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•• S••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I•••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I•• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017C••••••••• C••••••••• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceC••••••••• C•••••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2017P••••• G•••• P••••••• I•••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 25, 2015P••••••••• C••••••••• I•• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $2,021,205Fund first reported on Form ADVFundsFactP••••••••• C••••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2013J•••••• K••••• (Partner) no longer on Schedule A of P••••• G•••• M•••••••• L••
- Mar 27, 2013P••••••••• C••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $1,500,000Fund first reported on Form ADVFundsFactP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2013P••••••••• C••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $2,525,253Fund first reported on Form ADVFundsFactP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2013P••••• I••• L••••••••• T•••• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $33,551,050Fund first reported on Form ADVFundsFactP••••• I••• L••••••••• T••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2013C•••• a• D••••• L••••••••• T•••• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $6,130,111Fund first reported on Form ADVFundsFactC•••• a• D••••• L••••••••• T••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 27, 2013P••••• G•••• P••••••• I•••• L• no longer reported on Form ADV by P••••• G•••• M•••••••• L••Fund no longer reportedFundsInferenceP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••••••• C••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $1,081,770Fund first reported on Form ADVFundsFactP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P•••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $8,673,017Fund first reported on Form ADVFundsFactP••••• G•••• P•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• M•••••••• L•• first filed Form ADV (ERA, venture capital fund adviser exemption)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I•••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $16,515,396Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I•••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $8,151,626Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••••••• C••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $3,259,001Fund first reported on Form ADVFundsFactP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••••••• C••••••••• I•• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $3,393,651Fund first reported on Form ADVFundsFactP••••••••• C••••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012C••••••••• C••••••••• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $4,589,763Fund first reported on Form ADVFundsFactC••••••••• C•••••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $793,893Fund first reported on Form ADVFundsFactP••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••••••• C••••••••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $9,589,672Fund first reported on Form ADVFundsFactP••••••••• C••••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $229,454,276Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I•••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $48,382,127Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $1,776,289Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I•• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $20,745,694Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I•••• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $71,927,988Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012P••••• G•••• P••••••• I•• L• first reported on Form ADV by P••••• G•••• M•••••••• L•• (Venture Capital Fund), GAV $42,605,000Fund first reported on Form ADVFundsFactP••••• G•••• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 1, 2006W••••• T••••• v•• D•• W••• joined Schedule A of P••••• G•••• M•••••••• L•• as Member, P••••• Group Investors Iii Llc
- Sep 1, 2006D•••••• C•••••• joined Schedule A of P••••• G•••• M•••••••• L•• as Member, P••••• Group Investors Iii Llc
- Feb 1, 2003T••••• P•••••• R••••• joined Schedule A of P••••• G•••• M•••••••• L•• as Managing Member
- Feb 1, 2001S••••• E••••• B••• joined Schedule A of P••••• G•••• M•••••••• L•• as G•••••• Partner
- Nov 1, 1998T••••• R••••• A•••••••• joined Schedule A of P••••• G•••• M•••••••• L•• as Member, P••••• Group Investors Llc
Classification history
- Sep 12, 2026Corporate venture (confirmed, 95%, cls-1)corporate parent: L•••••••• T•••••• F•••••••• S••••••• I•••
Evidence
31 observations from 2 sources