DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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Firms / U••••• C••••••
U••••• C••••••
Private equity with venture activity · probableHong Kongu•••••••••.comSEC registered investment adviser
U••••• C•••••• is one of the pioneers of the Asia buyout market and has an established track record of recognizing potential and creating value in markets across the Asia-Pacific region.
registered adviser; venture funds are 0% of 0 private funds
Importance
20
moderate
Active deployment
0
low
Emerging
0
low
Completeness
56
elevated
Freshness
98
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Hong Kong, Chinaadviserinfo.sec.gov
- Office address
- 27TH FLOOR, CANTON HOUSE, 56 QUEEN'S ROAD CENTRAL, Hong Kong, 00000adviserinfo.sec.gov
- Business phone
- (852) 2533 1818adviserinfo.sec.gov
- Website
- u•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 29, 2024
- Private funds reported
- 0 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $186Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $186Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- Owners on Schedule A
- U••••• C•••••• I•• L••• (Shareholder), E; L•• A••• A••••••• C•••••• I•• (Shareholder), E; U••••• C•••••• P••• L••• (Shareholder), E; L•• A••• A••••••• C•••••• I•• (Director/Shareholder), E
- business email
- enquiry@unitascapital.comunitascapital.compublished by the subject
- business phone
- (852) 2533 1818adviserinfo.sec.govpublished by the subject
- business phone
- 8621-51175402adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- asia, global
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| A••• O••••••••• F••• I••• L••• | Opportunity fund · ADV: Private Equity Fund | unknown | Unknown | $182M Mar 29, 2024 | 44 | unknown | unknown |
| A•• I•• E••••••• C•••••••• F••• a• L••• | SPV or co-invest vehicle · ADV: Private Equity Fund | unknown | Unknown | $2.5M Mar 29, 2024 | 23 | unknown | unknown |
| A•• I•• E••••••• C•••••••• F•••• L••• | SPV or co-invest vehicle · ADV: Private Equity Fund | unknown | Unknown | $2.1M Mar 29, 2024 | 11 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
6 current, 2 departed
J••• D•••• L••••
Founder or executiveChief Executive Officer · since Jan 1, 2013
A••••• Y•• S••• L••
PartnerShareholder · since Jul 1, 2007
S••••• L••
Platform and operationsChief Financial Officer / Director · since Aug 1, 2007
A••••• S••••• M•••••
PrincipalDirector · since Apr 1, 2023
H••••• A•••••••• C•••••••
PrincipalDirector · since Jan 1, 2002
S••••• L••
PrincipalDirector · since Apr 1, 2023
2 departed (kept with end dates)
- E••••• W•• S•• · Chief Investment Officer · Jan 1, 2013 to Mar 29, 2016 Inference
- S•••• R•••••• B••• · Chief Compliance Officer · Aug 1, 2007 to Mar 29, 2016 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
2 disclosed
Timeline
10 dated events
- Apr 1, 2023A••••• S••••• M••••• joined Schedule A of U••••• C•••••• as Director
- Apr 1, 2023S••••• Geok Lian Lim joined Schedule A of U••••• C•••••• as Director
- Mar 29, 2016S•••• R•••••• B••• (Chief Compliance Officer) no longer on Schedule A of U••••• C••••••
- Mar 29, 2016E••••• W•• S•• (Chief Investment Officer) no longer on Schedule A of U••••• C••••••
- Apr 12, 2012U••••• C•••••• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 11, 2012U••••• C•••••• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012A•• I•• E••••••• C•••••••• F•••• L••• first reported on Form ADV by U••••• C•••••• (Private Equity Fund), GAV $13,661,279Fund first reported on Form ADVFundsFactA•• I•• E••••••• C•••••••• F•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012U••••• C•••••• first filed Form ADV (ERA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012A••• O••••••••• F••• I••• L••• first reported on Form ADV by U••••• C•••••• (Private Equity Fund), GAV $1,095,465,449Fund first reported on Form ADVFundsFactA••• O••••••••• F••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012A•• I•• E••••••• C•••••••• F••• a• L••• first reported on Form ADV by U••••• C•••••• (Private Equity Fund), GAV $17,044,259Fund first reported on Form ADVFundsFactA•• I•• E••••••• C•••••••• F••• a• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 0 private funds
Evidence
91 observations from 2 sources