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Firms / C•••••• I••••••• S••••••• I••

C•••••• I••••••• S••••••• I••

Private equity with venture activity · probableWyomissing, PAc•••••••••.comSEC registered investment adviser

registered adviser; venture funds are 20% of 9 private funds

Importance
15
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
50
elevated
Freshness
98
high
Research priority
10
low
Identity and regulatory footprint
Headquarters
Wyomissing, PAadviserinfo.sec.gov
Office address
••• Lockedadviserinfo.sec.gov
Business phone
••• Lockedadviserinfo.sec.gov
Website
c•••••••••.com
SEC adviser type
registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
Mar 31, 2026
Private funds reported
9 (2 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$147Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$1.3Bthe adviser's RAUM, a regulatory measure, never a fund size
Employees
10
Owners on Schedule A
C••••••• J•••• M• I••••••••• T•••• (Shareholder A••• M. C•••••• Trustee To J•••• M. C•••••• I••••••••• Trust), NA; C••••••• A••• M• R•••••••• T•••• (Shareholder A••• M. C•••••• Trustee To A••• M. C•••••• R•••••••• Trust), NA
business phone
610-376-7418adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
2 reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
C•• V•••••• P•••••••Fund2024 adv first reportedEarly deployment$5.6M
Oct 22, 2024
59unknownunknown
C•• V•••••• P••••••• 2•••Fund2013 name yearHarvest$19.9M
Oct 22, 2024
69unknownunknown
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
16 current, 4 departed
Board or advisory
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
R••••• H•••• S••••
Shareholder · since Apr 1, 2001
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
D••••• M• C•••••
Vice President/Chief Compliance Officer · since Oct 1, 2017
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Principal
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
M••••• M•••••
Director · since Nov 1, 1969
Principal
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
P••• G• O•••••
Director · since Aug 1, 2014
Principal
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
P•••• J•••• C••••••
President, Director, Treasurer, Trustee · since Apr 1, 2001
Principal
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Principal
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
B•••• G••• M••••
Vice President · since Mar 1, 2003
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
R••••• J••• C•••••••
Vice President · since Apr 1, 2002
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
R••••• W• H•••
Vice President · since Sep 1, 2017
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
R••• F• M•••••••
Vice President · since Feb 1, 2022
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
S••••• S••••••••
Senior Vice President · since Jan 1, 2003
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
T••••• R•••••• P••••
Vice President · since Nov 1, 2013
Vice president
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
4 departed (kept with end dates)
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
15 dated events
  1. Sep 18, 2024
    C•• V•••••• P••••••• 2••• first reported on Form ADV by C•••••• I••••••• S••••••• I•• (Venture Capital Fund), GAV $19,904,558
    Fund first reported on Form ADVFundsFactC•• V•••••• P••••••• 2•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  2. Sep 18, 2024
    C•• V•••••• P••••••• first reported on Form ADV by C•••••• I••••••• S••••••• I•• (Venture Capital Fund), GAV $5,633,780
    Fund first reported on Form ADVFundsFactC•• V•••••• P•••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  3. Mar 30, 2023
    M•••••• J• N••• (Vice President) no longer on Schedule A of C•••••• I••••••• S••••••• I••
    Person leftPeopleInferenceM•••••• J• N•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  4. Mar 31, 2022
    W•••••• M•••• (Shareholder) no longer on Schedule A of C•••••• I••••••• S••••••• I••
    Person leftPeopleInferenceW•••••• M••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  5. Mar 31, 2022
    L•••• H••••• Z•••• (Vice President, Secretary) no longer on Schedule A of C•••••• I••••••• S••••••• I••
    Person leftPeopleInferenceL•••• H••••• Z••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  6. Feb 1, 2022
    R••• F• M••••••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Vice President
    Person joinedPeopleFactR••• F• M•••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  7. Mar 31, 2020
    J•••• M•••••• C•••••• (Chairman, Director) no longer on Schedule A of C•••••• I••••••• S••••••• I••
    Person leftPeopleInferenceJ•••• M•••••• C••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  8. Jan 1, 2020
    J•• C•••••• D•••••••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Trustee
    Person joinedPeopleFactJ•• C•••••• D••••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  9. Oct 1, 2017
    D••••• M• C••••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Vice President/Chief Compliance Officer
    Person joinedPeopleFactD••••• M• C•••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  10. Sep 1, 2017
    R••••• W• H••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Vice President
    Person joinedPeopleFactR••••• W• H•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  11. Jul 1, 2015
    K•••• F•••••• C••••••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Director
    Person joinedPeopleFactK•••• F•••••• C•••••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  12. Aug 1, 2014
    P••• G• O••••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Director
    Person joinedPeopleFactP••• G• O•••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  13. Nov 1, 2013
    T••••• R•••••• P•••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Vice President
    Person joinedPeopleFactT••••• R•••••• P••••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  14. Mar 30, 2012
    C•••••• I••••••• S••••••• I•• first filed Form ADV (IA)
    First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
  15. Mar 1, 2012
    M•••••• J• N••• joined Schedule A of C•••••• I••••••• S••••••• I•• as Vice President
    Person joinedPeopleFactM•••••• J• N•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 20% of 9 private funds
Evidence
60 observations from 3 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
Why admittedvc_funds_reportedMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC adviser typeregistered_investment_adviserMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC adviser typeregistered_investment_adviserOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2012-03-30Oct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2026-03-31Mar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Latest Form ADV filing2024-10-22Oct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
SEC statusApprovedMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC status effective1969-12-25Mar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Venture share of reported funds0Oct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone••• LockedMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Business phone••• LockedOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Employees10Mar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Employees9Oct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersWyomissing, PAMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
HeadquartersWyomissing, PAOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address••• LockedMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Office address••• LockedOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Legal formCorporationMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Other funds reported6Mar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private funds reported9Mar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private funds reported9Oct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$147MMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private fund gross assets (reported)$137MOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$1.3BMar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Regulatory AUM (adviser, not fund size)$1.1BOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture funds reported2Mar 31, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Venture funds reported2Oct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Websitec•••••••••.comOct 22, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website statusunreachable
“home page did not answer with HTML”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Website statusunreachable
“home page did not answer with HTML”
Sep 12, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)