DFX Intelligence
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Firms / F••••••• A•••••••• I•••
F••••••• A•••••••• I•••
Corporate venture · candidateSan Mateo, CAf•••••••••.comSEC registered investment adviserone firm, 3 filing advisers
This firm files as 3 advisers on f•••••••••.com: F••••••• T•••••••• I••••••••• S••••••• S•• R•••, O••••••••• A•••• M••••••••• L••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
corporate parent: F••••••• Resources, Inc.
Importance
41
elevated
Active deployment
0
low
Emerging
0
low
Completeness
63
high
Freshness
97
high
Research priority
8
low
Identity and regulatory footprint
- Headquarters
- San Mateo, CAa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- f•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Dec 24, 2024
- Private funds reported
- 59 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $4.2Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $467Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 408
- Owners on Schedule A
- F••••••• R••••••••• I••• (Shareholder), E
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
11 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| F••••••• B••••••••• I•• L••• | Fund | 2022 form d first sale | Fundraising | $103M Dec 24, 2024 | 6 | $100M | Dec 19, 2025 |
| F••••••• T•••• I•• L••• | Fund · ADV: Private Equity Fund | 2022 form d first sale | Active deployment | $92.3M Dec 24, 2024 | 20 | $86.5M | May 9, 2024 |
| F••••••• S••••••• L••• | Fund | 2022 form d first sale | Fundraising | $32.8M Dec 24, 2024 | 3 | $37.0M | Dec 19, 2025 |
| F••••••• V••••••• I••••••••• L••• • F••••••• F•• S••••• X• | Fund | 2022 form d first sale | Fundraising | unknown | unknown | $22.3M | Dec 19, 2025 |
| F••••••• T•••••••• B••••••••• F••• I• L••• | Fund · ADV: Private Equity Fund | 2021 form d first sale | Mature | $24.9M Dec 24, 2024 | 17 | $10.0M of $20.0M | Sep 15, 2021 |
| F•• T••• F•••• L••• | Fund | 2021 form d first sale | Fundraising | unknown | unknown | $50.0M | Dec 19, 2025 |
| F••••••• V••••••• I••••••••• L••• • F••••••• F•• S••••• V• | Fund | 2021 form d first sale | Fundraising | unknown | unknown | $78.4M | Dec 19, 2025 |
| F••••••• V••••••• I••••••••• L••• • F••••••• F•• S••••• V••• | Fund | 2021 form d first sale | Fundraising | unknown | unknown | $25.1M | Dec 19, 2025 |
| F••••••• T••••• L••• | Fund · ADV: Private Equity Fund | 2018 form d first sale | Harvest | $227M Dec 24, 2024 | 61 | $110M | Jul 22, 2021 |
| F••••••• B••••••••• L••• | Fund · ADV: Private Equity Fund | 2018 form d first sale | Harvest | $107M Dec 24, 2024 | 19 | $84.8M | Sep 9, 2019 |
| F••••••• V••••••• I••••••••• L••• • O••••••••• F••• S••••• I• | Opportunity fund | unknown | Fundraising | unknown | unknown | $26.6M | Dec 19, 2025 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
15 current, 12 departed
J••••••• T••••••••• C•••••
PartnerExecutive Vice President And Chief Investment Officer · since Dec 1, 2023
M•••••• P••• M•••••••
PartnerExecutive Vice President And Portfolio Manager · since Dec 1, 2023
B•••• A•••••• D••••
Platform and operationsChief Compliance Officer · since Feb 1, 2023
L•••• P••• A••••••
Platform and operationsTreasurer · since May 1, 2023
L•••••• H••••• O•••••
Platform and operationsChief Financial Officer · since Oct 1, 2019
T••••• C•••••• M•••••••
Platform and operationsChief Legal Officer · since May 1, 2022
E••••• D•••••• P••••
PrincipalPresident And Director · since Dec 1, 2018
R••••• H••••• J••••••
PrincipalDirector · since Oct 1, 1985
S•••• D••••
PrincipalExecutive Vice President And Director · since Dec 1, 2018
S•••••• H••••• D••••
PrincipalExecutive Vice President And Director · since Dec 1, 2018
A••• J•• P•••••
Vice presidentExecutive Vice President · since Jun 1, 2021
M•••••• C• F••••
Vice presidentExecutive Vice President · since Nov 1, 2021
M•••••• J•••• H••••••••
Vice presidentExecutive Vice President · since Dec 1, 2013
R•••• A••• B••••••
Vice presidentExecutive Vice President · since Feb 1, 2018
W•••• A••••••• T•••••••
Vice presidentExecutive Vice President · since Mar 1, 2019
12 departed (kept with end dates)
- E••••• B••••• J••••••• · President · Apr 1, 2017 to Feb 4, 2019 Inference
- B•••• M••• B••••••• · Chief Compliance Officer · Sep 1, 2009 to Feb 28, 2023 Inference
- C•••• S••••• T••• · Chief Legal Officer · Dec 1, 2006 to Sep 30, 2022 Inference
- K•••••• A•••• L•••• · Chief Financial Officer · Dec 1, 2006 to Jun 26, 2019 Inference
- M•••••• N••••••• · Chief Financial Officer · Jul 1, 2019 to Oct 22, 2019 Inference
- C••••••••• J•••• M••••••• · Director And Exec. Vice President · May 1, 1998 to Feb 4, 2019 Inference
- J••• M•••••• L••• · Director And Vice President · Jan 1, 2007 to Apr 6, 2016 Inference
- M•••••• S••••••• G••••• · Executive Vice President · Dec 1, 2006 to Feb 16, 2021 Inference
- M••• L•••• C••••••• · Vice President · May 1, 2023 to Jun 22, 2023 Inference
- N••••• R•••••• F•••••• · Executive Vice President · Sep 1, 2013 to Dec 23, 2016 Inference
- T••••• J••• F••••• · Executive Vice President · Aug 1, 2017 to Jun 23, 2021 Inference
- W•••••• Y•••• Y•• · Executive Vice President · Jan 1, 2009 to Nov 10, 2022 Inference
Investments on record
1 edges, 1 companies, 0 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| A••••••• | portfolio listing | unknown | unknown | unknown | unknown | Sep 19, 2026 | Fact Portfolio company websites (about, investors, press pages) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
2 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
36 dated events
- Dec 1, 2023••• Locked
- Jun 22, 2023••• Locked
- May 1, 2023••• Locked
- Feb 28, 2023••• Locked
- Feb 1, 2023••• Locked
- Dec 21, 2022••• LockedFund first reported on Form ADVFundsFactF••••••• S••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 21, 2022••• LockedFund first reported on Form ADVFundsFactF••••••• B••••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 21, 2022••• LockedFund first reported on Form ADVFundsFactF••••••• T•••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 10, 2022••• Locked
- Sep 30, 2022••• Locked
- May 1, 2022••• Locked
- Dec 24, 2021••• LockedFund first reported on Form ADVFundsFactF••••••• T•••••••• B••••••••• F••• I• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Nov 1, 2021••• Locked
- Jun 23, 2021••• Locked
- Jun 1, 2021••• Locked
- Feb 16, 2021••• Locked
- Dec 26, 2019••• LockedFund first reported on Form ADVFundsFactF••••••• T••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 22, 2019••• Locked
- Oct 1, 2019••• Locked
- Jul 1, 2019••• Locked
- Jun 26, 2019••• Locked
- Mar 1, 2019••• Locked
- Feb 4, 2019••• Locked
- Feb 4, 2019••• Locked
- Dec 26, 2018••• LockedFund first reported on Form ADVFundsFactF••••••• B••••••••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Dec 1, 2018••• Locked
- Feb 1, 2018••• Locked
- Aug 1, 2017••• Locked
- May 1, 2017••• Locked
- Dec 23, 2016••• Locked
- Apr 6, 2016••• Locked
- Sep 1, 2014••• Locked
- Jan 1, 2014••• Locked
- Dec 1, 2013••• Locked
- Sep 1, 2013••• Locked
- Dec 23, 2011••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Corporate venture (candidate, 50%, cls-1)corporate parent: F••••••• R••••••••• I•••
Evidence
92 observations from 2 sources