Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.

Firms / Capricorn Investment Group LLC

Capricorn Investment Group LLC

Private equity with venture activity · probablePalo Alto, CAcapricornllc.comSEC registered investment adviserfundraising evidence

Capricorn provides investment solutions and OCIO services aimed to solve environmental and social issues while building sustainable wealth for clients.

registered adviser; venture funds are 26% of 22 private funds

Importance
54
elevated
Active deployment
64
high
Emerging
0
low
Completeness
81
high
Freshness
100
high
Research priority
21
moderate
Identity and regulatory footprint
Headquarters
New York, NYadviserinfo.sec.gov
Office address
512 WEST 22ND STREET, 6TH FLOOR, New York, NY, 10011adviserinfo.sec.gov
Business phone
646-289-3030adviserinfo.sec.gov
SEC adviser type
registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
Apr 30, 2026
Private funds reported
22 (9 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$12Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$19Bthe adviser's RAUM, a regulatory measure, never a fund size
Employees
46
Owners on Schedule A
Jeffrey S. Skoll Revocable Trust (Sole Member), E; Pine LLC (Member), D
business phone
650-331-8800adviserinfo.sec.govpublished by the subject
business phone
646-289-3030adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
Sectors
healthcare, climate, energy
Stages
series b
Geography
global
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
Other Energy 100%
lead rate n/afollow-on rate n/anew logos, 12 months 1
Funds and vehicles
11 reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
Technology Impact Fund III, LPFund2026 form d first saleFundraisingunknownunknown$27.0M
of $500M
Apr 28, 2026
CIG Low Carbon Basket, LLCFund2023 adv first reportedActive deployment$219M
Mar 28, 2024
3unknownunknown
Technology Impact Fund II, LPFund2022 adv first reportedActive deployment$540M
Mar 28, 2024
79$0
of $500M
Mar 30, 2021
CIG Direct Strategies Sx, LPFund2022 form d first saleActive deployment$126M
Mar 28, 2024
6$98.8M
of $98.8M
Dec 12, 2023
CIG Direct Strategies III LLC - Series 4Fund2022 form d first saleActive deployment$34.7M
Mar 28, 2024
3$20.0M
of $20.0M
May 20, 2022
CIG Direct Strategies III, LLC - Series 3Fund2021 form d first saleMature$159M
Mar 28, 2024
7$15.0M
of $15.0M
May 6, 2021
CIG Direct Strategies III, LLC - Series 1Fund2020 form d first saleMature$359M
Mar 28, 2024
11$100M
of $100M
Oct 23, 2020
CIG Direct Strategies II, LLC - Series 1Fund2020 form d first saleMature$254M
Mar 28, 2024
2$30.0M
of $30.0M
Jun 10, 2020
CIG Direct Strategies III, LLC - Series 2Fund2020 form d first saleMature$126M
Mar 28, 2024
7$35.0M
of $35.0M
Dec 29, 2020
Technology Impact Fund, LPFund2018 adv first reportedHarvest$984M
Mar 28, 2024
47$0
of $400M
Aug 18, 2017
Capricorn-Libra Investment Group, LPFund2013 adv first reportedHarvest$405M
Mar 28, 2024
8unknownunknown
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
44 current, 9 departed
Alycia Roberson
Executive Assistant | Investments
Platform and operations
Carina Romano
Executive Assistant | Investments
Platform and operations
Cori Li
Engineer | Finance & Operations
Platform and operations
Dana Razza
Executive Assistant | Client Solutions
Platform and operations
Dearbhla Ernst
Executive Assistant | Investments
Platform and operations
Eric John Techel
Member / Chief Financial Officer / Chief Compliance Officer · since Jan 1, 2013
Platform and operations
Eric Techel
Partner | Finance & Operations
Platform and operations
Jeff Chu
Senior Manager | Finance & Operations
Platform and operations
Jimmy Jian
Manager | Finance & Operations
Platform and operations
Karen Chen
Director | Finance & Operations
Platform and operations
Lillian Culver
Executive Assistant | Finance & Operations
Platform and operations
Lisa Gates Wilhelmy
Senior Manager | Finance & Operations
Platform and operations
Martin Cuenca
Senior Manager | Finance & Operations
Platform and operations
Pavit Grewal
Senior Analyst | Finance & Operations
Platform and operations
Ryan Larsen
Director | Finance & Operations
Platform and operations
Winnie Lai
Senior Manager | Finance & Operations
Platform and operations
9 departed (kept with end dates)
Investments on record
1 edges, 1 companies, 1 partner-attributed
CompanyRoundRolePartnerRound sizeThis investorDateSource
Fervo Energy Coboard seatunknown · boardION Yadigaroglu (strongly supported)unknownunknownDec 10, 2025Inference SEC EDGAR Form D data sets (quarterly)
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
1 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
28 dated events
  1. Apr 17, 2023
    CIG Low Carbon Basket, LLC first reported on Form ADV by Capricorn Investment Group LLC (Venture Capital Fund), GAV $124,150,728
  2. Mar 31, 2023
    CIG Direct Strategies III LLC - Series 4 first reported on Form ADV by Capricorn Investment Group LLC (Venture Capital Fund), GAV $27,499,780
  3. Mar 31, 2023
    CIG Direct Strategies Sx, LP first reported on Form ADV by Capricorn Investment Group LLC (Venture Capital Fund), GAV $46,749,934
  4. Mar 31, 2022
    Technology Impact Fund II, LP first reported on Form ADV by Capricorn Investment Group LLC (Venture Capital Fund), GAV $521,024,853
  5. Mar 31, 2022
    CIG Direct Strategies III, LLC - Series 3 first reported on Form ADV by Capricorn Investment Group LLC (Private Equity Fund), GAV $92,002,103
  6. Oct 6, 2021
    Dawnae Marie Dodds (Chief Compliance Officer) no longer on Schedule A of Capricorn Investment Group LLC
  7. Mar 31, 2021
    CIG Direct Strategies II, LLC - Series 1 first reported on Form ADV by Capricorn Investment Group LLC (Private Equity Fund), GAV $36,818,010
  8. Mar 31, 2021
    CIG Direct Strategies III, LLC - Series 2 first reported on Form ADV by Capricorn Investment Group LLC (Private Equity Fund), GAV $35,019,034
  9. Mar 31, 2021
    CIG Direct Strategies III, LLC - Series 1 first reported on Form ADV by Capricorn Investment Group LLC (Private Equity Fund), GAV $100,000,000
  10. Mar 28, 2019
    Barry Jay Uphoff (Member) no longer on Schedule A of Capricorn Investment Group LLC
  11. Mar 29, 2018
    Technology Impact Fund, LP first reported on Form ADV by Capricorn Investment Group LLC (Venture Capital Fund), GAV $350,551,871
  12. Mar 29, 2018
    Shahab Omid Vagefi (Member (Chso Partners Ii, Llc)) no longer on Schedule A of Capricorn Investment Group LLC
  13. Mar 29, 2018
    YIU Bong Alan (nmn) Chang (Member) no longer on Schedule A of Capricorn Investment Group LLC
  14. Sep 7, 2017
    Reuben Samuels Munger (Member (Vision Ridge Partners, Llc)) no longer on Schedule A of Capricorn Investment Group LLC
  15. Sep 7, 2017
    Michael John Mccullough (Member (Chso Management Llc)) no longer on Schedule A of Capricorn Investment Group LLC
  16. Jan 7, 2015
    Eric John Techel (Member/ Chief Financial Officer/ Chief Compliance Officer) no longer on Schedule A of Capricorn Investment Group LLC
  17. Jan 1, 2015
    Dawnae Marie Dodds joined Schedule A of Capricorn Investment Group LLC as Chief Compliance Officer
  18. Mar 28, 2014
    Stephen Joseph George (Member) no longer on Schedule A of Capricorn Investment Group LLC
  19. Mar 28, 2014
    John Varlas Jonson (Member) no longer on Schedule A of Capricorn Investment Group LLC
  20. Jan 1, 2014
    YIU Bong Alan (nmn) Chang joined Schedule A of Capricorn Investment Group LLC as Member
  21. Apr 1, 2013
    Capricorn-Libra Investment Group, LP first reported on Form ADV by Capricorn Investment Group LLC (Venture Capital Fund), GAV $106,599,556
  22. Jan 1, 2013
    Eric John Techel joined Schedule A of Capricorn Investment Group LLC as Member / Chief Financial Officer
  23. Mar 29, 2012
    Capricorn Investment Group LLC first filed Form ADV (IA)
  24. Jan 1, 2012
    William Bernard Orum joined Schedule A of Capricorn Investment Group LLC as Member
  25. Jun 1, 2011
    Michael John Mccullough joined Schedule A of Capricorn Investment Group LLC as Member (Chso Partners, Llc)
  26. Jun 1, 2011
    Shahab Omid Vagefi joined Schedule A of Capricorn Investment Group LLC as Member (Chso Partners, Llc)
  27. Jan 1, 2009
    Dipender (nmn) Saluja joined Schedule A of Capricorn Investment Group LLC as Sole Member (Capricorn-Libra Partners, Llc)
  28. Apr 1, 2008
    Reuben Samuels Munger joined Schedule A of Capricorn Investment Group LLC as Manager (Vision Ridge Partners, Llc)
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 26% of 22 private funds
  2. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 26% of 20 private funds
Evidence
69 observations from 3 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
Why admittedvc_funds_reportedApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC adviser typeregistered_investment_adviserApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC adviser typeregistered_investment_adviserMar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2012-03-29Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2026-04-30Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Latest Form ADV filing2024-03-28Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
SEC statusApprovedApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC status effective2008-09-18Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Venture share of reported funds0Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone646-289-3030Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Business phone650-331-8800Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Contact page urlhttps://capricornllc.com/wp-content/plugins/contact-form-7/includes/css/styles.css
contact page linked from the home page
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
DescriptionCapricorn provides investment solutions and OCIO services aimed to solve environmental and social issues while building sustainable wealth for clients.
meta description
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Employees46Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Employees32Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersNew York, NYApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
HeadquartersPalo Alto, CAMar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address512 WEST 22ND STREET, 6TH FLOOR, New York, NY, 10011Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Office address250 UNIVERSITY AVENUE, SUITE 300, Palo Alto, CA, 94301Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Legal formLimited Liability CompanyApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Other funds reported2Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
PE funds reported11Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private funds reported22Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private funds reported20Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$12BApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private fund gross assets (reported)$4.5BMar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$19BApr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Regulatory AUM (adviser, not fund size)$9.4BMar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Stated geographyglobal
geography words on the home page
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Stated geographyuk
geography words on the home page
Sep 12, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Stated sectorshealthcare,climate,energy
sector words on the home page
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Stated sectorsai
sector words on the home page
Sep 12, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Stated stagesseries_b
stage words on the home page
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Team pagehttps://capricornllc.com/about/#meet-our-team
39 name/title pairs read
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Team pagehttps://capricornllc.com/about/#meet-our-team
39 name/title pairs read
Sep 12, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Venture funds reported9Apr 30, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Venture funds reported10Mar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
WebsiteHTTP://WWW.CAPRICORNLLC.COM
re-picked from Schedule D 1.I by name
Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
WebsiteHTTP://WWW.CHSOLLC.COMMar 28, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Site titleCapricorn Investment Group – Leaders in Sustainable Investing
title tag
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)