DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / F•••• A••••••• C••••••• L•••
F•••• A••••••• C••••••• L•••
no sworn venture fact yet (name or round mention only)
Importance
15
moderate
Active deployment
0
low
Emerging
0
low
Completeness
56
elevated
Freshness
100
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 5 EAST 63RD STREET, SUITE 1A, New York, NY, 10065-7248adviserinfo.sec.gov
- Business phone
- 212-207-2507adviserinfo.sec.gov
- Website
- H•••••••••
- SEC adviser type
- exempt reporting adviseradviserinfo.sec.gov
- SEC exemption claimed
- private fund adviseradviserinfo.sec.gov
- Latest Form ADV
- Mar 14, 2024
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $83.9Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- business phone
- 212-207-2507adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- consumer, industrial
- Stages
- not stated or not yet read
- Geography
- new york
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
1 reported, 2 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| A••••••• E••••• P••••••• I•••• L••• | Feeder or parallel · ADV: Private Equity Fund | 2015 form d first sale | Harvest | $83.9M Mar 14, 2024 | 9 | $160M | May 20, 2015 |
| A••••••• E••••• P••••••• I•• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $127M Jan 20, 2015 | 21 | unknown | unknown |
| A••••••• E••••• P••••••• I••• L••• | Fund · ADV: Private Equity Fund | unknown | Wound down | $714,400 Jan 20, 2015 | 37 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 2 departed
R•••••• B•••••
Founder or executiveChairman, Ceo · since Apr 1, 1989
E••••• S••••• P••••••
PartnerManaging Director · since Jan 1, 2010
T••••• B•••••••
PartnerManaging Director · since Mar 1, 2004
P•••• M•••••• P••••••••
Platform and operationsCco, Cfo · since Apr 1, 2008
2 departed (kept with end dates)
- A••••• S•••• C•••• · Managing Director · Jan 1, 2013 to Feb 28, 2017 Inference
- J•••• G••••• · Managing Director · Feb 1, 2007 to Mar 24, 2016 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
10 dated events
- Feb 28, 2017A••••• S•••• C•••• (Managing Director) no longer on Schedule A of F•••• A••••••• C••••••• L•••
- Jun 23, 2016A••••••• E••••• P••••••• I•••• L••• first reported on Form ADV by F•••• A••••••• C••••••• L••• (Private Equity Fund), GAV $128,700,000Fund first reported on Form ADVFundsFactA••••••• E••••• P••••••• I•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016A••••••• E••••• P••••••• I••• L••• no longer reported on Form ADV by F•••• A••••••• C••••••• L•••Fund no longer reportedFundsInferenceA••••••• E••••• P••••••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016A••••••• E••••• P••••••• I•••• L••• first reported on Form ADV by F•••• A••••••• C••••••• L••• (Private Equity Fund), GAV $125,548,104Fund first reported on Form ADVFundsFactA••••••• E••••• P••••••• I•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016A••••••• E••••• P••••••• I•• L••• no longer reported on Form ADV by F•••• A••••••• C••••••• L•••Fund no longer reportedFundsInferenceA••••••• E••••• P••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 24, 2016J•••• G••••• (Managing Director) no longer on Schedule A of F•••• A••••••• C••••••• L•••
- Jan 1, 2013A••••• S•••• C•••• joined Schedule A of F•••• A••••••• C••••••• L••• as Managing Director
- Feb 13, 2012A••••••• E••••• P••••••• I•• L••• first reported on Form ADV by F•••• A••••••• C••••••• L••• (Private Equity Fund), GAV $75,000,000Fund first reported on Form ADVFundsFactA••••••• E••••• P••••••• I•• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 13, 2012A••••••• E••••• P••••••• I••• L••• first reported on Form ADV by F•••• A••••••• C••••••• L••• (Private Equity Fund), GAV $84,500,000Fund first reported on Form ADVFundsFactA••••••• E••••• P••••••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 13, 2012F•••• A••••••• C••••••• L••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Candidate (candidate, 50%, cls-1)no sworn venture fact yet (name or round mention only)
Evidence
47 observations from 2 sources