DFX Intelligence
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Firms / U•••• S••••• P••• C•••••• M••••••••• L••
U•••• S••••• P••• C•••••• M••••••••• L••
Private equity with venture activity · probableNew York, NYu••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 0% of 1 private funds
Importance
13
low
Active deployment
0
low
Emerging
0
low
Completeness
44
elevated
Freshness
97
high
Research priority
4
low
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- u••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jun 14, 2024
- Private funds reported
- 1 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $159Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $159Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 3
- business email
- ••• Lockedu••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- new york
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
2 current, 0 departed
L••• M•••••• Z•••••••
Managing partnerManaging Member · since Nov 1, 2011
E••••• N•• M••••••
Platform and operationsChief Compliance Officer, Chief Financial Officer · since Jun 1, 2021
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
2 dated events
- Jun 1, 2021••• Locked
- Apr 13, 2015••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 1 private funds
Evidence
37 observations from 2 sources