DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / E• C•••••• M••••••••• L•••
E• C•••••• M••••••••• L•••
Private equity with venture activity · probableNew York, NYSEC registered investment adviser
registered adviser; venture funds are 3% of 32 private funds
Importance
5
low
Active deployment
0
low
Emerging
0
low
Completeness
38
elevated
Freshness
96
high
Research priority
2
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 375 PARK AVENUE, New York, NY, 10152adviserinfo.sec.gov
- Business phone
- 212-891-8600adviserinfo.sec.gov
- Website
- unknown
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Nov 15, 2024
- Private funds reported
- 32 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $4.2Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $4.2Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 49
- Owners on Schedule A
- E••••••••• P••••••• L••• (General Partner), NA; E••••••••• P••••••• G• L•• (General Partner), F
- business phone
- 212-891-8600adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| V•••••• F••• L••• | Fund | unknown | Unknown | $329,519 Nov 15, 2024 | 38 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
10 current, 4 departed
A•• G••• B•••••••••
PartnerLimited Partner · since May 1, 2013
A••••• S••••••
PartnerLimited Partner · since May 1, 2013
H••••• W•••• M•••••
PartnerLimited Partner · since Jan 1, 2015
J••• S•••••• E•••••••••
PartnerLimited Partner · since Jun 1, 2001
J••• B••• E•••••••••
PartnerLimited Partner · since May 1, 2013
P•••••• J•••• C•••••• S•••
PartnerLimited Partner · since May 1, 2013
S•••••• B•••• E•••••••••
PartnerLimited Partner · since May 1, 2013
B•••• B•••••• R••••••••
Platform and operationsChief Compliance Officer · since Aug 1, 2024
M•••••• C••• F•••••
Platform and operationsChief Financial Officer · since Sep 1, 2010
S••••• W•••••• D•••••••
Platform and operationsChief Operating Officer · since Jan 1, 2011
4 departed (kept with end dates)
- K••• D•••• · Limited Partner · Jan 1, 2015 to Oct 23, 2023 Inference
- R•••• A••• G•••••• · Member · Dec 1, 2000 to Feb 6, 2013 Inference
- A•••• L•••• · Chief Compliance Officer · Jun 1, 2022 to Aug 21, 2024 Inference
- T••••• M•••• B•••• · General Counsel And Chief Compliance Officer · Jan 1, 2008 to Mar 10, 2022 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
10 dated events
- Aug 21, 2024A•••• L•••• (Chief Compliance Officer) no longer on Schedule A of E• C•••••• M••••••••• L•••
- Aug 1, 2024B•••• B•••••• R•••••••• joined Schedule A of E• C•••••• M••••••••• L••• as Chief Compliance Officer
- Oct 23, 2023K••• D•••• (Limited Partner) no longer on Schedule A of E• C•••••• M••••••••• L•••
- Jun 1, 2022A•••• L•••• joined Schedule A of E• C•••••• M••••••••• L••• as Chief Compliance Officer
- Mar 10, 2022T••••• M•••• B•••• (General Counsel And Chief Compliance Officer) no longer on Schedule A of E• C•••••• M••••••••• L•••
- Jan 1, 2015H••••• W•••• M••••• joined Schedule A of E• C•••••• M••••••••• L••• as Limited Partner
- Jan 1, 2015K••• D•••• joined Schedule A of E• C•••••• M••••••••• L••• as Limited Partner
- Feb 6, 2013R•••• A••• G•••••• (Member) no longer on Schedule A of E• C•••••• M••••••••• L•••
- Feb 29, 2012E• C•••••• M••••••••• L••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 29, 2012V•••••• F••• L••• first reported on Form ADV by E• C•••••• M••••••••• L••• (Private Equity Fund), GAV $18,493,394Fund first reported on Form ADVFundsFactV•••••• F••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 3% of 32 private funds
Evidence
35 observations from 1 source