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Private equity with venture activitySEC-registered adviserClassification probable· Warrenville, Illinois

Private equity with venture activity, based in Warrenville, Illinois.

Composed from this organization's classification, location and filed figures.

Investment team
3
Form ADV Schedule A and the firm's team page
FundsInvestmentsTeam (3)
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
Scores, classification basis and filing advisersPrivate equity with venture activity, probableShow
Importance
2
low
Active deployment
0
low
Emerging
0
low
Completeness
25
moderate
Freshness
94
high
Research priority
1
low
Private equity with venture activity · probableSEC registered investment adviser

Registered adviser; venture funds are 0% of 0 private funds

Identity and regulatory footprint
Headquarters
Warrenville, ILadviserinfo.sec.gov
Office address
••• Lockedadviserinfo.sec.gov
Business phone
••• Lockedadviserinfo.sec.gov
Website
unknown
SEC adviser type
Registered investment adviseradviserinfo.sec.gov
SEC exemption claimed
unknown
Latest Form ADV
Mar 25, 2024
Private funds reported
0 (0 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
unknownreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$245Mthe adviser's RAUM, a regulatory measure, never a fund size
Employees
4
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
not stated or not yet read
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
3 current, 1 departed
D•••• C• M•••••••••
Managing Member, Chief Compliance Officer · since Dec 1, 2006
Managing partner
FactForm ADV
J•••• R••••• E••••
Managing Member · since Jan 1, 2010
Managing partner
FactForm ADV
Managing partner
FactForm ADV
1 departed (kept with end dates)
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
3 dated events
  1. Mar 27, 2020
  2. Mar 27, 2020
    ••• Locked
    Person leftPeopleInferenceB••••• E••••• R••••Form ADV
  3. Mar 26, 2012
    ••• Locked
    First SEC adviser filingOrganizationFactForm ADV
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%)
    Registered adviser; venture funds are 0% of 0 private funds
Evidence
30 observations from 1 source
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeRegistered investment adviserMar 25, 2024FactForm ADV
First Form ADV filing2012-03-26Mar 25, 2024FactForm ADV
Adv history loadedadv-hist-1Sep 12, 2026FactForm ADV
Latest Form ADV filing2024-03-25Mar 25, 2024FactForm ADV
Venture share of reported funds0Mar 25, 2024FactForm ADV
Business phone••• LockedMar 25, 2024FactForm ADV
Employees4Mar 25, 2024FactForm ADV
HeadquartersWarrenville, ILMar 25, 2024FactForm ADV
Office address••• LockedMar 25, 2024FactForm ADV
Private funds reported0Mar 25, 2024FactForm ADV
Regulatory AUM (adviser, not fund size)$245MMar 25, 2024FactForm ADV
Venture funds reported0Mar 25, 2024FactForm ADV

Not yet on record: fund gross assets, new companies, 12 mo, latest vintage.