DFX Intelligence
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Firms / N•••• H••••• R••••••• P••••••• L•
N•••• H••••• R••••••• P••••••• L•
Private equity with venture activity · probableHouston, TXn•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 0% of 7 private funds
Importance
32
moderate
Active deployment
0
low
Emerging
0
low
Completeness
69
high
Freshness
97
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Houston, TXa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- n•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 21, 2024
- Private funds reported
- 7 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $891Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $891Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 8
- Owners on Schedule A
- N•••• H••••• R••••••• P••••••• U••• L•• (General Partner Of The Adviser), NA
- business email
- ••• Lockedn•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
1 observed deals
Stated (the firm’s website)
- Sectors
- energy
- Stages
- not stated or not yet read
- Geography
- canada, north america
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
4 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| N•••• H••••• F•••••• I•• L• | Fund · ADV: Private Equity Fund | 2020 adv first reported | Mature | $7.9M Mar 21, 2024 | 15 | $0 of $140M | Oct 28, 2019 |
| N•••• H••••• S•• L• | Fund · ADV: Private Equity Fund | 2019 form d first sale | Mature | $32.6M Mar 21, 2024 | 20 | $73.7M of $100M | Oct 17, 2019 |
| N•••• H••••• T•• C•••••••• F••• L• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2019 adv first reported | Mature | $14.5M Mar 21, 2024 | 11 | $0 of $15.0M | Oct 25, 2018 |
| N•••• H••••• R••••••• P••••••• F••• I• L• | Fund · ADV: Private Equity Fund | 2018 form d first sale | Harvest | $119M Mar 21, 2024 | 37 | $141M of $350M | Oct 17, 2019 |
| N•••• H••••• W••••••• C•••••••• F••• L• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2019 adv first reported | Wound down | $177,189 Aug 31, 2023 | 11 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
11 current, 1 departed
B••••• B•••••••
AssociateAssociate
J•• L•••••
Board or advisorySenior Advisor
M••• B••••
Managing partnerManaging Member Of The Gp · since Jul 1, 2018
M••• B••••
Managing partnerManaging Partner
J•••••• P•••••
PartnerManaging Director
M••• J••••
PartnerPartner
B•••• K•••••
Platform and operationsCFO/CCO
B•••••• D• K•••••
Platform and operationsChief Compliance Officer · since Jan 1, 2020
A••••• G•••••••
PrincipalPrincipal
B•••• C••
PrincipalPrincipal
K••••• H••••
PrincipalAdministrative Director
1 departed (kept with end dates)
- K•••• L••• G•••••••• · Chief Compliance Officer/ Chief Financial Officer · Jul 1, 2018 to Feb 12, 2020 Inference
Investments on record
1 edges, 1 companies, 0 partner-attributed
| Company | Round | Role | Partner | Round size | This investor | Date | Source |
|---|---|---|---|---|---|---|---|
| i••••••• l•••• i••••••• l•••• | portfolio listing | unknown | unknown | unknown | unknown | Sep 13, 2026 | Fact Venture organization websites (about, team, portfolio, thesis, news pages) |
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
9 dated events
- Mar 21, 2024••• LockedFund no longer reportedFundsInferenceN•••• H••••• W••••••• C•••••••• F••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 12, 2020••• LockedFund first reported on Form ADVFundsFactN•••• H••••• F•••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 12, 2020••• LockedFund first reported on Form ADVFundsFactN•••• H••••• S•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 12, 2020••• Locked
- Jan 1, 2020••• Locked
- Mar 8, 2019••• LockedFund first reported on Form ADVFundsFactN•••• H••••• T•• C•••••••• F••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 8, 2019••• LockedFund first reported on Form ADVFundsFactN•••• H••••• W••••••• C•••••••• F••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Aug 27, 2018••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Aug 27, 2018••• LockedFund first reported on Form ADVFundsFactN•••• H••••• R••••••• P••••••• F••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 7 private funds
Evidence
43 observations from 2 sources