DFX Intelligence
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C••••••• C•••••• G••••
CandidateSEC exempt reporting adviser· Stamford, Connecticut
Candidate, based in Stamford, Connecticut, reporting $38.5M of private fund gross assets across 1 fund.
Composed from this organization's classification, location and filed figures.
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
- Fund gross assets
- $38.5M
- New companies, 12 mo
- Not established
- Investment team
- 10
- Latest vintage
- 2020
Form ADV, Schedule D
Form ADV Schedule A and the firm's team page
Form ADV and Form D
As of · the latest observation of this organization; filed figures are as of its latest Form ADV
Why this matters
- Contact points 1
Scores, classification basis and filing advisersCandidate, candidateShowHide
Importance
16
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
97
high
Research priority
4
low
CandidateSEC exempt reporting adviser
No sworn venture fact yet (name or round mention only)
Identity and regulatory footprint
- Headquarters
- Stamford, CTadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- c•••••••••.com
- SEC adviser type
- Exempt reporting adviseradviserinfo.sec.gov
- SEC exemption claimed
- Private fund adviseradviserinfo.sec.gov
- Latest Form ADV
- Oct 2, 2024
- Private funds reported
- 1 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $38.5Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate no observed dealsfollow-on rate no observed dealsnew logos, 12 months 0
Funds and vehiclesWhat these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
1 reported, 2 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| N•••• C••••••• L••••• | Fund · ADV: Private Equity Fund | 2020 adv first reported | Mature | $7.0M Mar 30, 2020 | 3 | unknown | unknown |
| C••••••• C•••••• L• | Fund · ADV: Private Equity Fund | 2016 adv first reported | Wound down | $55.8M Mar 19, 2019 | 99 | unknown | unknown |
| N•••• C•••••• L• | Fund · ADV: Private Equity Fund | unknown | Wound down | $3.1M Mar 27, 2017 | 28 | unknown | unknown |
Investment team
14 current, 1 departed
R•••••• B•••••
AnalystSenior Analyst
FactFirm website
A••• B•••••••
Founder or executiveCo-Founder and President
FactFirm website
A••• B•••••••
Managing partnerManaging Member · since May 1, 2021
FactForm ADV
A•••••••• A•••••• B••••
Managing partnerManaging Member · since May 1, 2021
FactForm ADV
C••••••••• P••• F•••••••
Managing partnerManaging Member · since May 1, 2021
FactForm ADV
S•••• B•••••• R•••
Managing partnerManaging Member · since May 1, 2021
FactForm ADV
A••• B••••
PartnerPartner and Senior Managing Director
FactFirm website
C•••• F•••••••
PartnerPartner and Portfolio Manager
FactFirm website
D••• D•••••
Platform and operationsController
FactFirm website
M•••••• C••• F•••
Platform and operationsChief Financial Officer · since May 1, 2021
FactForm ADV
M•••••• F•••
Platform and operationsChief Financial Officer
FactFirm website
R••• M•••••••
Vice presidentVice President
FactFirm website
R••• M•••••••
Vice presidentSenior Associate · since May 1, 2021
FactForm ADV
S•••• R•••
Vice presidentCo-Founder and Senior Vice President
FactFirm website
1 departed (kept with end dates)
- C••••••••• E••• G•••••••• · Chief Compliance Officer, General Counsel · May 1, 2022 to Oct 2, 2024 Inference
Investments on recordWhat these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
12 dated events
- Oct 2, 2024••• Locked
- May 1, 2022••• Locked
- May 1, 2021••• Locked
- May 1, 2021••• Locked
- Jun 1, 2020••• Locked
- Mar 30, 2020••• Locked
- Mar 30, 2020••• Locked
- Jan 1, 2020••• Locked
- Mar 1, 2018••• Locked
- Mar 1, 2016••• Locked
- Dec 2, 2013••• Locked
- Dec 2, 2013••• Locked
Classification history
- Sep 12, 2026Candidate (candidate, 50%)No sworn venture fact yet (name or round mention only)
Evidence
49 observations from 2 sources
Every observation behind this profile, with its source, date and class
| Fact | Value | Effective | Class | Source |
|---|---|---|---|---|
| SEC exemption claimed | private_fund_adviser | Oct 2, 2024 | Fact | Form ADV |
| SEC adviser type | exempt_reporting_adviser | Mar 11, 2026 | Fact | Form ADV |
| SEC adviser type | exempt_reporting_adviser | Oct 2, 2024 | Fact | Form ADV |
| First Form ADV filing | 2013-12-02 | Mar 11, 2026 | Fact | Form ADV |
| First Form ADV filing | 2013-12-02 | Oct 2, 2024 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-21 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1 | Sep 12, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2026-03-11 | Mar 11, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2024-10-02 | Oct 2, 2024 | Fact | Form ADV |
| Venture share of reported funds | 0 | Mar 11, 2026 | Fact | Form ADV |
| Venture share of reported funds | 0 | Oct 2, 2024 | Fact | Form ADV |
| Business phone | ••• Locked | Oct 2, 2024 | Fact | Form ADV |
| Contact page url | ••• Locked “••• Locked” | Sep 16, 2026 | Fact | Firm website |
| Headquarters | Stamford, CT | Oct 2, 2024 | Fact | Form ADV |
| Office address | ••• Locked | Oct 2, 2024 | Fact | Form ADV |
| Legal form | Limited Liability Company | Oct 2, 2024 | Fact | Form ADV |
| Private funds reported | 1 | Mar 11, 2026 | Fact | Form ADV |
| Private funds reported | 1 | Oct 2, 2024 | Fact | Form ADV |
| Private fund gross assets (reported) | $26.2M | Mar 11, 2026 | Fact | Form ADV |
| Private fund gross assets (reported) | $38.5M | Oct 2, 2024 | Fact | Form ADV |
| Team page | ••• Locked “••• Locked” | Sep 16, 2026 | Fact | Firm website |
| Team page | ••• Locked “••• Locked” | Sep 13, 2026 | Fact | Firm website |
| Venture funds reported | 0 | Mar 11, 2026 | Fact | Form ADV |
| Venture funds reported | 0 | Oct 2, 2024 | Fact | Form ADV |
| Website | ••• Locked | Oct 2, 2024 | Fact | Form ADV |
| Site title | ••• Locked “••• Locked” | Sep 16, 2026 | Fact | Firm website |
| Site title | ••• Locked “••• Locked” | Sep 13, 2026 | Fact | Firm website |